0001620863-17-000067.txt : 20170605 0001620863-17-000067.hdr.sgml : 20170605 20170605190908 ACCESSION NUMBER: 0001620863-17-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170523 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunter Glenn C CENTRAL INDEX KEY: 0001583053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 17892651 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-05-23 0 0000356171 TRICO BANCSHARES / TCBK 0001583053 Hunter Glenn C 63 CONSTITUTION DRIVE CHICO CA 95973 0 1 0 0 Chief Human Resource Officer Common Stock 2017-06-05 4 J 0 0 0 A 1033 D Common Stock 2017-06-05 4 J 0 0 0 A 820.65 I By ESOP Restricted Stock Unit 2017-05-23 4 A 0 865 0 A 2021-05-24 Common Stock 865 2950 D Performance Stock Unit 2017-05-23 4 A 0 865 0 A 2020-05-25 Common Stock 865 4315 D No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021 Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement. /s/ Glenn Hunter By Jason Cove Attorney-In-Fact 2017-06-05