0001620863-17-000065.txt : 20170605
0001620863-17-000065.hdr.sgml : 20170605
20170605184126
ACCESSION NUMBER: 0001620863-17-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170523
FILED AS OF DATE: 20170605
DATE AS OF CHANGE: 20170605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSULLIVAN RICHARD B
CENTRAL INDEX KEY: 0001198499
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 17892596
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95928
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-05-23
0
0000356171
TRICO BANCSHARES /
TCBK
0001198499
OSULLIVAN RICHARD B
63 CONSTITUTION DRIVE
CHICO
CA
95928
0
1
0
0
EVP Wholesale Banking
Common Stock
2017-06-05
4
J
0
0
0
A
164917.63
D
Common Stock
2017-06-05
4
J
0
0
0
A
45065.33
I
By ESOP
Restricted Stock Units
2017-05-23
4
A
0
1172
0
A
2021-05-24
Common Stock
1172
3952
D
Performance Stock Unit
2017-05-23
4
A
0
1172
0
A
2020-05-25
Common Stock
1172
5777
D
No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021
Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.
/s/ Richard O'Sullivan By Jason Cove Attorney-In-Fact
2017-06-05