0001620863-17-000061.txt : 20170605 0001620863-17-000061.hdr.sgml : 20170605 20170605172113 ACCESSION NUMBER: 0001620863-17-000061 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEY CRAIG B CENTRAL INDEX KEY: 0001198502 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 17892162 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DR CITY: CHICO STATE: CA ZIP: 95973 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2017-05-10 2017-05-12 0 0000356171 TRICO BANCSHARES / TCBK 0001198502 CARNEY CRAIG B 63 CONSTITUTION DR CHICO CA 95973 0 1 0 0 EVP/Cheif Credit Officer Common Stock 2017-05-10 4 M 0 4000 15.4 A 16355 D Common Stock 2017-05-10 4 F 0 2880 35.88 D 13475 D Common Stock 2017-05-10 4 M 0 20000 17.54 A 33475 D Common Stock 2017-05-10 4 F 0 15433 35.88 D 18042 D Common Stock 2017-05-10 4 M 0 30000 14.54 A 48042 D Common Stock 2017-05-10 4 F 0 22125 35.88 D 25917 D Common Stock 2017-06-05 4 J 0 0 0 A 131.49 I By Children Common Stock 2017-06-05 4 J 0 0 0 A 125.23 I By Children Common Stock 2017-06-05 4 J 0 0 0 A 114.95 I By Children Common Stock 2017-06-05 4 J 0 0 0 A 14993.52 I By ESOP Option Common Stock 15.4 2017-05-10 4 M 0 4000 15.4 D 2013-05-20 2018-05-20 Common Stock 4000 81000 D Option Common Stock 17.54 2017-05-10 4 M 0 20000 17.54 D 2015-05-25 2020-05-25 Common Stock 20000 61000 D Option Common Stock 14.54 2017-05-10 4 M 0 30000 14.54 D 2016-12-20 2021-12-20 Common Stock 30000 31000 D No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. This amendment to the reporting persons form 4 filed on May 10, 2017 corrects the number of shares disposed of or withheld, the number of shares beneficially owned in Table 1, and the number of derivative securities beneficially owned on Table 2. /s/ Craig B Carney By Jason Cove Attorney-In-Fact 2017-06-05