0001620863-17-000017.txt : 20170512 0001620863-17-000017.hdr.sgml : 20170512 20170512132942 ACCESSION NUMBER: 0001620863-17-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEY CRAIG B CENTRAL INDEX KEY: 0001198502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 17837679 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DR CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-05-10 0 0000356171 TRICO BANCSHARES / TCBK 0001198502 CARNEY CRAIG B 63 CONSTITUTION DR CHICO CA 95973 0 1 0 0 EVP/Chief Credit Officer Common Stock 2017-05-10 4 M 0 4000 15.4 A 16067 D Common Stock 2017-05-10 4 F 0 1716 35.88 D 14351 D Common Stock 2017-05-10 4 M 0 20000 17.54 A 34351 D Common Stock 2017-05-10 4 F 0 9777 35.88 D 24574 D Common Stock 2017-05-10 4 M 0 30000 14.54 A 54574 D Common Stock 2017-05-10 4 F 0 12157 35.88 D 42417 D Common Stock 2017-05-10 4 J 0 0 0 A 131.49 I By Children Common Stock 2017-05-10 4 J 0 0 0 A 125.23 I By Children Common Stock 2017-05-10 4 J 0 0 0 A 114.95 I By Children Common Stock 2017-05-10 4 J 0 0 0 A 14993.52 I By ESOP Option Common Stock 15.4 2017-05-10 4 M 0 4000 15.4 D 2013-05-20 2018-05-20 Common Stock 4000 14351 D Option Common Stock 17.54 2017-05-10 4 M 0 20000 17.54 D 2015-05-25 2020-05-25 Common Stock 20000 24574 D Option Common Stock 14.54 2017-05-10 4 M 0 30000 14.54 D 2016-12-20 2021-12-20 Common Stock 30000 42417 D No transaction occurred among these shares, intended only to reflect number of shares beneficially owned. /s/ Craig B Carney By Jason Cove Attorney-in-Fact 2017-05-12