0001620863-16-000146.txt : 20161117 0001620863-16-000146.hdr.sgml : 20161117 20161117171555 ACCESSION NUMBER: 0001620863-16-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDDISH THOMAS J CENTRAL INDEX KEY: 0001198492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 162005731 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-16 0 0000356171 TRICO BANCSHARES / TCBK 0001198492 REDDISH THOMAS J 0 1 0 0 EVP & Chief Financial Officer Common Stock 2016-11-16 4 M 0 25000 17.54 A 70210 D Common Stock 2016-11-16 4 F 0 20229 30.61 D 49981 D Common Stock 2016-11-16 4 M 0 24000 14.54 A 73981 D Common Stock 2016-11-16 4 F 0 18393 30.61 D 55588 D Common Stock 2016-11-16 4 M 0 16000 15.34 A 71588 D Common Stock 2016-11-16 4 F 0 12399 30.61 D 59189 D Common Stock 2016-11-16 4 M 0 6600 19.46 A 65789 D Common Stock 2016-11-16 4 F 0 5420 30.61 D 60369 D Common Stock 2016-11-17 4 J 0 0 0 A 16678.37 I By ESOP Option Common Stock 17.54 2016-11-16 4 M 0 25000 17.54 D 2011-05-25 2020-05-25 Common Stock 25000 61000 D Option Common Stock 14.54 2016-11-16 4 M 0 24000 14.54 D 2012-12-20 2021-12-20 Common Stock 24000 37000 D Option Common Stock 15.34 2016-11-16 4 M 0 16000 15.34 D 2013-05-22 2022-05-22 Common Stock 16000 21000 D Option Common Stock 19.46 2016-11-16 4 M 0 6600 19.46 D 2014-05-09 2023-05-09 Common Stock 6600 14400 D No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. /S/ Thomas J Reddish By Ryan Bryson Attorney-in-Fact 2016-11-17