0001620863-16-000138.txt : 20160815 0001620863-16-000138.hdr.sgml : 20160815 20160815173447 ACCESSION NUMBER: 0001620863-16-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 161834162 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-08-11 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 President & CEO Common Stock 2016-08-11 4 M 0 1305 A 170781 D Common Stock 2016-08-11 4 F 0 585 25.71 D 170196 D Common Stock 2016-08-15 4 J 0 0 0 A 30791.72 I By ESOP Common Stock 2016-08-15 4 J 0 0 0 A 216.03 I By spouse Restricted Stock Units 2016-08-11 4 M 0 1305 0 D Common Stock 1305 12226 D Result of vesting of a RSU granted on August 11, 2014 that was vested on August 11, 2016. No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. /S/ Richard P Smith By Ryan Bryson Attorney-in-Fact 2016-08-15