0001620863-16-000114.txt : 20160609 0001620863-16-000114.hdr.sgml : 20160609 20160609140003 ACCESSION NUMBER: 0001620863-16-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160607 FILED AS OF DATE: 20160609 DATE AS OF CHANGE: 20160609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Carol A CENTRAL INDEX KEY: 0001552267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 161705516 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-06-07 0 0000356171 TRICO BANCSHARES / TCBK 0001552267 Ward Carol A 63 CONSTITUTION DRIVE CHICO CA 95973 0 1 0 0 EVP/Chief Operating Officer Common Stock 2016-06-07 4 M 0 12000 14.76 A 12651 D Common Stock 2016-06-07 4 F 0 9194 28.59 D 3457 D Common Stock 2016-06-07 4 M 0 6600 19.46 A 10057 D Common Stock 2016-06-07 4 F 0 5462 28.59 A 4595 D Common Stock 2016-06-09 4 J 0 0 0 A 1435.79 I By ESOP Option Common Stock 14.76 2016-06-07 4 M 0 12000 14.76 D 2013-07-24 2022-07-24 Common Stock 12000 19000 D Option Common Stock 19.46 2016-06-07 4 M 0 6600 19.46 D 2014-05-09 2023-05-09 Common Stock 6600 12400 D No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. /S/ Carol A Ward By Ryan Bryson Attorney-in-Fact 2016-06-09