0001620863-16-000090.txt : 20160517 0001620863-16-000090.hdr.sgml : 20160517 20160517164031 ACCESSION NUMBER: 0001620863-16-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160516 FILED AS OF DATE: 20160517 DATE AS OF CHANGE: 20160517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 161658001 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-05-16 0 0000356171 TRICO BANCSHARES / TCBK 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 President & CEO Common Stock 2016-05-16 4 M 0 4000 25.91 A 171512 D Common Stock 2016-05-16 4 F 0 3891 26.79 D 167621 D Common Stock 2016-05-16 4 M 0 45000 24.46 A 212621 D Common Stock 2016-05-16 4 F 0 43145 26.79 D 169476 D Common Stock 2016-05-17 4 J 0 0 0 A 30791.72 I By ESOP Common Stock 2016-05-17 4 J 0 0 0 A 214.85 I By spouse Option Common Stock 25.91 2016-05-16 4 M 0 4000 25.91 D 2007-05-23 2016-05-23 Common Stock 4000 311000 D Option Common Stock 24.46 2016-05-16 4 M 0 45000 24.46 D 2007-08-22 2016-08-22 Common Stock 45000 266000 D No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. /S/ Richard P Smith By Ryan Bryson Attorney-in-Fact 2016-05-17