0001620863-15-000012.txt : 20150508 0001620863-15-000012.hdr.sgml : 20150508 20150508145319 ACCESSION NUMBER: 0001620863-15-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150507 FILED AS OF DATE: 20150508 DATE AS OF CHANGE: 20150508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSULLIVAN RICHARD B CENTRAL INDEX KEY: 0001198499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 15846077 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95928 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-05-07 0 0000356171 TRICO BANCSHARES / TCBK 0001198499 OSULLIVAN RICHARD B 63 CONSTITUTION DRIVE CHICO CA 95928 0 1 0 0 EVP, Wholesale Banking Restricted Stock Units 2015-05-07 4 A 0 1605 0 A 1605 D Performance Share Units 0 2015-05-07 4 A 0 1605 0 A 2018-05-06 Common Stock 1605 1605 D Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 7, 2016, 25% on May 7, 2017, 25% on May 7, 2018 and 25% on May 7, 2019. Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares (the number of shares listed in box 5) on May 6, 2018 based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan and a Performance Award Agreement and are subject to forfeiture, accelerated vesting and other restrictions as set forth in the plan and the agreement. /s/ Richard B O'Sullivan by Janine Howard, Attorney-in-Fact 2015-05-08