0001198499-13-000003.txt : 20130513 0001198499-13-000003.hdr.sgml : 20130513 20130513120426 ACCESSION NUMBER: 0001198499-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130509 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSULLIVAN RICHARD B CENTRAL INDEX KEY: 0001198499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 13836041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-09 0 0000356171 TRICO BANCSHARES / tcbk 0001198499 OSULLIVAN RICHARD B 0 1 0 0 EVP Wholesale Banking Common Stock 2013-05-13 4 J 0 0 0 A 6180 D Common Stock 2013-05-13 4 J 0 0 0 A 195655.646 D Option Common Stock 19.46 2013-05-09 4 X 0 11000 19.46 A 2013-05-09 Common Stock 11000 93400 D No transactions occurred among these shares, intended only to reflect number of shares beneficially owned. Shares held with broker. "Common Stock owned includes shares held in the issuer's ESOP of 40,417.36 shares." The option vests in five equal installments, beginning on May 09, 2014. /S/ Richard O'Sullivan By Suzanne Youngs Attorney-in-Fact 2013-05-13