0001198468-14-000003.txt : 20140317 0001198468-14-000003.hdr.sgml : 20140317 20140317173723 ACCESSION NUMBER: 0001198468-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140314 FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 14698691 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-14 0 0000356171 TRICO BANCSHARES / tcbk 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 President & CEO Common Stock 2014-03-14 4 M 0 4000 17.4 A 196841.6358 D Common Stock 2014-03-14 4 F 0 3325 24.87 D 193516.6358 D Common Stock Option 17.4 2014-03-14 4 M 0 4000 17.4 D 2005-05-04 2014-05-04 Common Stock 4000 319000 D "Common Stock owned includes shares held in the issuer's ESOP of 27,802.15 shares and 205.485787 shares held soley by his wife." /S/ Richard P Smith By Suzanne Youngs Attorney-in-Fact 2014-03-17