0001198468-13-000005.txt : 20130513
0001198468-13-000005.hdr.sgml : 20130513
20130513181739
ACCESSION NUMBER: 0001198468-13-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130509
FILED AS OF DATE: 20130513
DATE AS OF CHANGE: 20130513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH RICHARD P
CENTRAL INDEX KEY: 0001198468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10661
FILM NUMBER: 13838756
MAIL ADDRESS:
STREET 1: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRICO BANCSHARES /
CENTRAL INDEX KEY: 0000356171
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942792841
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
BUSINESS PHONE: 5308980300
MAIL ADDRESS:
STREET 1: TRICO BANCSHARES
STREET 2: 63 CONSTITUTION DRIVE
CITY: CHICO
STATE: CA
ZIP: 95973
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-09
0
0000356171
TRICO BANCSHARES /
tcbk
0001198468
SMITH RICHARD P
63 CONSTITUTION DRIVE
CHICO
CA
95973
1
1
0
0
President & CEO
Common Stock
2013-05-13
4
J
0
0
0
A
164804.8208
D
Option Common Stock
19.46
2013-05-09
4
X
0
4000
19.46
A
2014-05-09
2023-05-09
Common Stock
4000
434520
D
Option Common Stock
19.46
2013-05-09
4
X
0
40000
19.46
A
2023-05-09
Common Stock
40000
474520
D
No transactions occurred among these shares, intended only to reflect number of shares beneficially owned.
"Common Stock owned includes shares held in the issuer's ESOP of 27,802.15 shares and 202.6707 shares held soley by his wife."
The option vests in five equal installments, beginning on May 09, 2014.
/S/ Richard P Smith By Suzanne Youngs Attorney-in-Fact
2013-05-13