0001198468-13-000005.txt : 20130513 0001198468-13-000005.hdr.sgml : 20130513 20130513181739 ACCESSION NUMBER: 0001198468-13-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130509 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 13838756 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-09 0 0000356171 TRICO BANCSHARES / tcbk 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 1 0 0 President & CEO Common Stock 2013-05-13 4 J 0 0 0 A 164804.8208 D Option Common Stock 19.46 2013-05-09 4 X 0 4000 19.46 A 2014-05-09 2023-05-09 Common Stock 4000 434520 D Option Common Stock 19.46 2013-05-09 4 X 0 40000 19.46 A 2023-05-09 Common Stock 40000 474520 D No transactions occurred among these shares, intended only to reflect number of shares beneficially owned. "Common Stock owned includes shares held in the issuer's ESOP of 27,802.15 shares and 202.6707 shares held soley by his wife." The option vests in five equal installments, beginning on May 09, 2014. /S/ Richard P Smith By Suzanne Youngs Attorney-in-Fact 2013-05-13