0001198468-12-000004.txt : 20120514 0001198468-12-000004.hdr.sgml : 20120514 20120514180526 ACCESSION NUMBER: 0001198468-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120511 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RICHARD P CENTRAL INDEX KEY: 0001198468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10661 FILM NUMBER: 12840175 MAIL ADDRESS: STREET 1: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRICO BANCSHARES / CENTRAL INDEX KEY: 0000356171 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942792841 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 5308980300 MAIL ADDRESS: STREET 1: TRICO BANCSHARES STREET 2: 63 CONSTITUTION DRIVE CITY: CHICO STATE: CA ZIP: 95973 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-05-11 0 0000356171 TRICO BANCSHARES / tcbk 0001198468 SMITH RICHARD P 63 CONSTITUTION DRIVE CHICO CA 95973 1 0 0 1 President & CEO Common Stock 2012-05-11 4 M 0 4000 12.125 A 164660.0324 D Common Stock 2012-05-11 4 F 0 3065 15.82 D 161595.0324 D Common Stock Options 12.125 2012-05-11 4 M 0 4000 12.125 D 2002-05-14 2012-05-14 Common Stock 4000 394520 D Includes 25,926.77 shares owned through ESOP and 198.2624 shares held soley by his wife. /S/ Richard P Smith By Suzanne Youngs Attorney-in-Fact 2012-05-14