-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rjd1rEO/cYKxdbgA2sGiwFGT11ZTaTznBvFFbNmo292kYtnPXXQH3tOnoPL2IKpf s6rf/hGz61i9W/S6KSEG+g== 0000950148-97-001756.txt : 19970703 0000950148-97-001756.hdr.sgml : 19970703 ACCESSION NUMBER: 0000950148-97-001756 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970630 ITEM INFORMATION: Other events FILED AS OF DATE: 19970702 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CU BANCORP CENTRAL INDEX KEY: 0000356050 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 953657045 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-11008 FILM NUMBER: 97634990 BUSINESS ADDRESS: STREET 1: 16030 VENTURA BLVD CITY: ENCINO STATE: CA ZIP: 91436-4487 BUSINESS PHONE: 8189079122 MAIL ADDRESS: STREET 1: 16030 VENTURA BLVD CITY: ENCINO STATE: CA ZIP: 91436-4487 FORMER COMPANY: FORMER CONFORMED NAME: LINCOLN BANCORP DATE OF NAME CHANGE: 19900814 8-K 1 FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT JULY 1, 1997 CU BANCORP (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) CALIFORNIA 0-11008 95-3657044 --------------- ----------- ------------------ (STATE OR OTHER COMMISSION IRS TAX JURISDICTION OF FILE NUMBER IDENTIFICATION NO. INCORPORATION) 16030 Ventura Boulevard, Encino, California 91436 --------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) N/A (former name or former address if changed since last report) Registrant's telephone number, including area code (818) 907-9122 1 2 Item 1. Changes In Control of Registrant. Not Applicable Item 2. Acquisition or Disposition of Assets. Not Applicable Item 3. Bankruptcy or Receivership Not Applicable Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Events Shareholder Meeting: On June 27, 1997, the shareholders of the Registrant approved the Agreement and Plan of Reorganization (the "Merger Agreement") by and between CU Bancorp and Pacific Century Financial Corporation (formerly known as Bancorp Hawaii, Inc.) and thereby the acquisition of the Registrant by Pacific Century Financial Corporation. The acquisition will be accomplished by a merger of CU Bancorp with and into Pacific Century Financial Corporation, with Pacific Century Financial Corporation being the surviving company. The shareholder vote on the Merger Agreement and the percentage of the Registrant's outstanding shares represented by such vote was as follows:
For: 8,848,378 77.68% Against: 42,286 00.37% Abstain: 21,793 00.19%.
Because the steps necessary to effectively assert dissenters' rights were not taken, there are no dissenter's rights with respect to the acquisition. Completion of the Transaction: It is presently contemplated that the transaction will be completed on or about July 3, 1997. Item 7. Financial Statements and Exhibits 2 3 (a) Financial Statements Not Applicable (b) Pro Forma Financial Statements Not Applicable (c) Exhibits None Item 8. Change in Fiscal Year. Not Applicable Item 9. Sales of Equity Securities Pursuant to Regulation S. Not Applicable SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 30, 1997 CU BANCORP s/s Stephen G. Carpenter ---------------------------------------------------- STEPHEN G. CARPENTER, CHIEF EXECUTIVE OFFICER 3 4 EXHIBIT INDEX TO 8-K EXHIBIT NO. EXHIBIT NONE NONE 4 -----END PRIVACY-ENHANCED MESSAGE-----