0001104659-18-066678.txt : 20181107 0001104659-18-066678.hdr.sgml : 20181107 20181107163116 ACCESSION NUMBER: 0001104659-18-066678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181105 FILED AS OF DATE: 20181107 DATE AS OF CHANGE: 20181107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAREAL PROPERTY GROUP AG CENTRAL INDEX KEY: 0001068730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 181166767 BUSINESS ADDRESS: STREET 1: P O BOX 5073 CITY: ZURICH STATE: V8 ZIP: 8022 BUSINESS PHONE: 4112695353 MAIL ADDRESS: STREET 1: P O BOX 5073 CITY: ZURICH STATE: V8 ZIP: 8022 FORMER NAME: FORMER CONFORMED NAME: CAREAL HOLDING AG DATE OF NAME CHANGE: 19980820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haefner Martin CENTRAL INDEX KEY: 0001553814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 181166768 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bucher-Haefner Eva Maria CENTRAL INDEX KEY: 0001553815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 181166769 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 4 1 a4.xml 4 X0306 4 2018-11-05 1 0000356028 CA, INC. CA 0001068730 CAREAL PROPERTY GROUP AG UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 0001553814 Haefner Martin UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 0001553815 Bucher-Haefner Eva Maria UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 Common Stock, par value $0.10 per share 2018-11-05 4 J 0 65513380 D 0 D Common Stock, par value $0.10 per share 2018-11-05 4 J 0 38300000 D 0 I See Footnote On November 5, 2018, Broadcom Inc., a Delaware corporation ("Broadcom"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Broadcom and Collie Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Broadcom ("Merger Sub"), dated as of July 11, 2018 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Broadcom (the "Merger"). At the effective time of the Merger, each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $44.50 in cash. Reflects securities held directly by Careal Property Group (formerly known as Careal Holding AG) ("Careal"). Each of BigPoint Holding AG ("BigPoint"), a company wholly owned by Martin Haefner, and moyreal holding ag, a company wholly owned by Eva Maria Bucher-Haefner, owns 50% of the shares of Careal. Reflects securities held directly by BigPoint. Each of the Reporting Persons may be deemed to beneficially own the shares of Company Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. CAREAL PROPERTY GROUP AG By: Martin Haefner, Chairman and President By:/s/ Claude Lambert, attorney-in-fact 2018-11-07 MARTIN HAEFNER By:/s/ Claude Lambert, attorney-in-fact 2018-11-07 EVA MARIA BUCHER-HAEFNER By:/s/ Claude Lambert, attorney-in-fact 2018-11-07 BIGPOINT HOLDING AG By:/s/ Claude Lambert, attorney-in-fact 2018-11-07