0001104659-18-066678.txt : 20181107
0001104659-18-066678.hdr.sgml : 20181107
20181107163116
ACCESSION NUMBER: 0001104659-18-066678
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181105
FILED AS OF DATE: 20181107
DATE AS OF CHANGE: 20181107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAREAL PROPERTY GROUP AG
CENTRAL INDEX KEY: 0001068730
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 181166767
BUSINESS ADDRESS:
STREET 1: P O BOX 5073
CITY: ZURICH
STATE: V8
ZIP: 8022
BUSINESS PHONE: 4112695353
MAIL ADDRESS:
STREET 1: P O BOX 5073
CITY: ZURICH
STATE: V8
ZIP: 8022
FORMER NAME:
FORMER CONFORMED NAME: CAREAL HOLDING AG
DATE OF NAME CHANGE: 19980820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haefner Martin
CENTRAL INDEX KEY: 0001553814
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 181166768
MAIL ADDRESS:
STREET 1: C/O CAREAL HOLDING AG
STREET 2: UTOQUAI 49
CITY: ZURICH
STATE: V8
ZIP: 8022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bucher-Haefner Eva Maria
CENTRAL INDEX KEY: 0001553815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 181166769
MAIL ADDRESS:
STREET 1: C/O CAREAL HOLDING AG
STREET 2: UTOQUAI 49
CITY: ZURICH
STATE: V8
ZIP: 8022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CA, INC.
CENTRAL INDEX KEY: 0000356028
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 132857434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 1-800-225-5224
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
4
1
a4.xml
4
X0306
4
2018-11-05
1
0000356028
CA, INC.
CA
0001068730
CAREAL PROPERTY GROUP AG
UTOQUAI 49
ZURICH
V8
8022
SWITZERLAND
0
0
1
0
0001553814
Haefner Martin
UTOQUAI 49
ZURICH
V8
8022
SWITZERLAND
0
0
1
0
0001553815
Bucher-Haefner Eva Maria
UTOQUAI 49
ZURICH
V8
8022
SWITZERLAND
0
0
1
0
Common Stock, par value $0.10 per share
2018-11-05
4
J
0
65513380
D
0
D
Common Stock, par value $0.10 per share
2018-11-05
4
J
0
38300000
D
0
I
See Footnote
On November 5, 2018, Broadcom Inc., a Delaware corporation ("Broadcom"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Broadcom and Collie Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Broadcom ("Merger Sub"), dated as of July 11, 2018 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Broadcom (the "Merger"). At the effective time of the Merger, each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $44.50 in cash.
Reflects securities held directly by Careal Property Group (formerly known as Careal Holding AG) ("Careal"). Each of BigPoint Holding AG ("BigPoint"), a company wholly owned by Martin Haefner, and moyreal holding ag, a company wholly owned by Eva Maria Bucher-Haefner, owns 50% of the shares of Careal.
Reflects securities held directly by BigPoint.
Each of the Reporting Persons may be deemed to beneficially own the shares of Company Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
CAREAL PROPERTY GROUP AG By: Martin Haefner, Chairman and President By:/s/ Claude Lambert, attorney-in-fact
2018-11-07
MARTIN HAEFNER By:/s/ Claude Lambert, attorney-in-fact
2018-11-07
EVA MARIA BUCHER-HAEFNER By:/s/ Claude Lambert, attorney-in-fact
2018-11-07
BIGPOINT HOLDING AG By:/s/ Claude Lambert, attorney-in-fact
2018-11-07