0001104659-16-124879.txt : 20160601 0001104659-16-124879.hdr.sgml : 20160601 20160601170307 ACCESSION NUMBER: 0001104659-16-124879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160531 FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haefner Martin CENTRAL INDEX KEY: 0001553814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 161689961 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 4 1 a4.xml 4 X0306 4 2016-05-31 0 0000356028 CA, INC. CA 0001553814 Haefner Martin UTOQUAI 49 ZURICH V8 SWITZERLAND 0 0 1 0 Common Stock, par value $0.10 per share 2016-05-31 4 S 0 20000 37.02 D 0 D Common Stock, par value $0.10 per share 2016-05-31 4 S 0 3200 37.02 D 0 I See Footnote Common Stock, par value $0.10 per share 66763380 D Common Stock, par value $0.10 per share 37050000 I See Footnote Reflects securities held directly by Martin Haefner. Reflects securities held by the spouse of Martin Haefner. Reflects securities held directly by Careal Holding AG ("Careal"). Martin Haefner owns 50% of the shares of Careal. Eva Maria Bucher-Haefner owns 50% of the shares of Careal. Reflects securities held directly by BigPoint Holding AG, a company wholly owned by Martin Haefner. The Reporting Person may be deemed to beneficially own the shares of Issuer common stock reported herein but disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of any securities reported herein. By:/s/ Claude Lambert, attorney-in-fact 2016-06-01