0001104659-15-082048.txt : 20151130 0001104659-15-082048.hdr.sgml : 20151130 20151130215331 ACCESSION NUMBER: 0001104659-15-082048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151126 FILED AS OF DATE: 20151130 DATE AS OF CHANGE: 20151130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bucher-Haefner Eva Maria CENTRAL INDEX KEY: 0001553815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 151261119 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haefner Martin CENTRAL INDEX KEY: 0001553814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 151261120 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAREAL HOLDING AG CENTRAL INDEX KEY: 0001068730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 151261121 BUSINESS ADDRESS: STREET 1: P O BOX 5073 STREET 2: ZURICH 8022 CITY: SWITZERLAND BUSINESS PHONE: 4112695353 MAIL ADDRESS: STREET 1: P O BOX 5073 STREET 2: ZURICH 8022 CITY: SWITZERLAND 4 1 a4.xml 4 X0306 4 2015-11-26 0 0000356028 CA, INC. CA 0001068730 CAREAL HOLDING AG UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 0001553814 Haefner Martin UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 0001553815 Bucher-Haefner Eva Maria UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 Common Stock, par value $0.10 per share 2015-11-26 4 J 0 37050000 D 66763380 D Common Stock, par value $0.10 per share 20000 D Common Stock, par value $0.10 per share 3200 I See Footnote Common Stock, par value $0.10 per share 37050000 I See Footnotes On November 26, 2015 Careal Holding AG ("Careal") transferred 37,050,000 shares of Issuer common stock ("Company Stock") to BigPoint Holding AG ("BigPoint"), a company wholly owned by Mr. Haefner, to repurchase shares of Careal held by BigPoint. The transfer described herein was in connection with the Issuer's repurchase of shares of Company Stock from Careal on November 20, 2015. Careal used the cash proceeds from such repurchase, plus additional cash, to repurchase shares of Careal owned by Ms. Bucher-Haefner. These actions allow Mr. Haefner and Ms. Bucher-Haefner to maintain their respective 50% ownership interest in Careal. Reflects securities held directly by Careal. Reflects securities held directly by Martin Haefner. Martin Haefner owns 50% of the shares of Careal. Eva Maria Bucher-Haefner owns 50% of the shares of Careal. Reflects securities held by the spouse of Martin Haefner. Reflects securities held directly by BigPoint, a company wholly owned by Martin Haefner. Each of the Reporting Persons may be deemed to beneficially own the shares of Common Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. CAREAL HOLDING AG By: Martin Haefner, Chairman and President By:/s/ Claude Lambert Attorney-in-fact for Martin Haefner 2015-11-30 MARTIN HAEFNER By:/s/ Claude Lambert, attorney-in-fact 2015-11-30 EVA MARIA BUCHER-HAEFNER By:/s/ Claude Lambert, attorney-in-fact 2015-11-30 BIGPOINT HOLDING AG By:/s/ Claude Lambert, attorney-in-fact 2015-11-30