0001104659-15-082048.txt : 20151130
0001104659-15-082048.hdr.sgml : 20151130
20151130215331
ACCESSION NUMBER: 0001104659-15-082048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151126
FILED AS OF DATE: 20151130
DATE AS OF CHANGE: 20151130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CA, INC.
CENTRAL INDEX KEY: 0000356028
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 132857434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 1-800-225-5224
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bucher-Haefner Eva Maria
CENTRAL INDEX KEY: 0001553815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 151261119
MAIL ADDRESS:
STREET 1: C/O CAREAL HOLDING AG
STREET 2: UTOQUAI 49
CITY: ZURICH
STATE: V8
ZIP: 8022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haefner Martin
CENTRAL INDEX KEY: 0001553814
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 151261120
MAIL ADDRESS:
STREET 1: C/O CAREAL HOLDING AG
STREET 2: UTOQUAI 49
CITY: ZURICH
STATE: V8
ZIP: 8022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAREAL HOLDING AG
CENTRAL INDEX KEY: 0001068730
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 151261121
BUSINESS ADDRESS:
STREET 1: P O BOX 5073
STREET 2: ZURICH 8022
CITY: SWITZERLAND
BUSINESS PHONE: 4112695353
MAIL ADDRESS:
STREET 1: P O BOX 5073
STREET 2: ZURICH 8022
CITY: SWITZERLAND
4
1
a4.xml
4
X0306
4
2015-11-26
0
0000356028
CA, INC.
CA
0001068730
CAREAL HOLDING AG
UTOQUAI 49
ZURICH
V8
8022
SWITZERLAND
0
0
1
0
0001553814
Haefner Martin
UTOQUAI 49
ZURICH
V8
8022
SWITZERLAND
0
0
1
0
0001553815
Bucher-Haefner Eva Maria
UTOQUAI 49
ZURICH
V8
8022
SWITZERLAND
0
0
1
0
Common Stock, par value $0.10 per share
2015-11-26
4
J
0
37050000
D
66763380
D
Common Stock, par value $0.10 per share
20000
D
Common Stock, par value $0.10 per share
3200
I
See Footnote
Common Stock, par value $0.10 per share
37050000
I
See Footnotes
On November 26, 2015 Careal Holding AG ("Careal") transferred 37,050,000 shares of Issuer common stock ("Company Stock") to BigPoint Holding AG ("BigPoint"), a company wholly owned by Mr. Haefner, to repurchase shares of Careal held by BigPoint. The transfer described herein was in connection with the Issuer's repurchase of shares of Company Stock from Careal on November 20, 2015. Careal used the cash proceeds from such repurchase, plus additional cash, to repurchase shares of Careal owned by Ms. Bucher-Haefner. These actions allow Mr. Haefner and Ms. Bucher-Haefner to maintain their respective 50% ownership interest in Careal.
Reflects securities held directly by Careal.
Reflects securities held directly by Martin Haefner.
Martin Haefner owns 50% of the shares of Careal.
Eva Maria Bucher-Haefner owns 50% of the shares of Careal.
Reflects securities held by the spouse of Martin Haefner.
Reflects securities held directly by BigPoint, a company wholly owned by Martin Haefner.
Each of the Reporting Persons may be deemed to beneficially own the shares of Common Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
CAREAL HOLDING AG By: Martin Haefner, Chairman and President By:/s/ Claude Lambert Attorney-in-fact for Martin Haefner
2015-11-30
MARTIN HAEFNER By:/s/ Claude Lambert, attorney-in-fact
2015-11-30
EVA MARIA BUCHER-HAEFNER By:/s/ Claude Lambert, attorney-in-fact
2015-11-30
BIGPOINT HOLDING AG By:/s/ Claude Lambert, attorney-in-fact
2015-11-30