SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Haefner Martin

(Last) (First) (Middle)
C/O CAREAL HOLDING AG
UTOQUAI 49

(Street)
ZURICH V8 8022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/04/2012
3. Issuer Name and Ticker or Trading Symbol
CA, INC. [ CA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/10/2012
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock, par value $0.10 per share 20,000 D(1)
Common stock, par value $0.10 per share 3,200 I See footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Haefner Martin

(Last) (First) (Middle)
C/O CAREAL HOLDING AG
UTOQUAI 49

(Street)
ZURICH V8 8022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Bucher-Haefner Eva Maria

(Last) (First) (Middle)
C/O CAREAL HOLDING AG
UTOQUAI 49

(Street)
ZURICH V8 8022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Reflects shares of Common Stock held of CA, Inc. directly by Martin Haefner.
2. Reflects shares of Common Stock held of CA, Inc. directly by the spouse of Martin Haefner.
Remarks:
This Amendment is being filed to report certain shares of Common Stock held of CA, Inc. held directly by Martin Haefner and directly by his spouse as of July 4, 2012 that were inadvertently not included on the Form 3 filed on July 10, 2012. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported, but each (other than to the extent of any direct holdings) disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that either of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
/s/ Claude Lambert, attorney-in-fact for Martin Haefner 11/19/2015
/s/ Claude Lambert, attorney-in-fact for Eva Maria Bucher-Haefner 11/19/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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