0001104659-15-080469.txt : 20151120 0001104659-15-080469.hdr.sgml : 20151120 20151120163807 ACCESSION NUMBER: 0001104659-15-080469 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120704 FILED AS OF DATE: 20151120 DATE AS OF CHANGE: 20151120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bucher-Haefner Eva Maria CENTRAL INDEX KEY: 0001553815 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 151247100 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haefner Martin CENTRAL INDEX KEY: 0001553814 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 151247101 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 3/A 1 a3a.xml 3/A X0206 3/A 2012-07-04 2012-07-10 0 0000356028 CA, INC. CA 0001553814 Haefner Martin C/O CAREAL HOLDING AG UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 0001553815 Bucher-Haefner Eva Maria C/O CAREAL HOLDING AG UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 Common stock, par value $0.10 per share 20000 D Common stock, par value $0.10 per share 3200 I See footnote Reflects shares of Common Stock held of CA, Inc. directly by Martin Haefner. Reflects shares of Common Stock held of CA, Inc. directly by the spouse of Martin Haefner. This Amendment is being filed to report certain shares of Common Stock held of CA, Inc. held directly by Martin Haefner and directly by his spouse as of July 4, 2012 that were inadvertently not included on the Form 3 filed on July 10, 2012. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported, but each (other than to the extent of any direct holdings) disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that either of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. /s/ Claude Lambert, attorney-in-fact for Martin Haefner 2015-11-19 /s/ Claude Lambert, attorney-in-fact for Eva Maria Bucher-Haefner 2015-11-19