0001104659-12-048263.txt : 20120710 0001104659-12-048263.hdr.sgml : 20120710 20120710162125 ACCESSION NUMBER: 0001104659-12-048263 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120704 FILED AS OF DATE: 20120710 DATE AS OF CHANGE: 20120710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haefner Martin CENTRAL INDEX KEY: 0001553814 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 12956167 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bucher-Haefner Eva Maria CENTRAL INDEX KEY: 0001553815 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 12956168 MAIL ADDRESS: STREET 1: C/O CAREAL HOLDING AG STREET 2: UTOQUAI 49 CITY: ZURICH STATE: V8 ZIP: 8022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 3 1 a3.xml 3 X0206 3 2012-07-04 0 0000356028 CA, INC. CA 0001553814 Haefner Martin C/O CAREAL HOLDING AG UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 0001553815 Bucher-Haefner Eva Maria C/O CAREAL HOLDING AG UTOQUAI 49 ZURICH V8 8022 SWITZERLAND 0 0 1 0 Common stock, par value $0.10 per share 125813380 I See footnote These shares of Common Stock of CA, Inc. are held by Careal Holding AG ("Careal"). Following the death of Walter Haefner, previously the sole shareholder of Careal, the shares of Careal became property of Walter Haefner's estate and were then transferred to the Reporting Persons on July 4, 2012. Each of the Reporting Persons now owns 50% of the shares of Careal. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that either of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Exhibit 24.1 - Power of Attorney for Martin Haefner Exhibit 24.2 - Power of Attorney for Eva Maria Bucher-Haefner /s/ Claude Lambert, attorney-in-fact for Martin Haefner 2012-07-10 /s/ Claude Lambert, attorney-in-fact for Eva Maria Bucher-Haefner 2012-07-10 EX-24.1 2 ex-24d1.htm EX-24.1

Exhibit 24.1

 

POWER OF ATTORNEY

 

Know all by these presents, that the undersigned hereby constitutes and appoints Claude Lambert and with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:

 

(1)                                 prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Sections 13(d) and/or 16(a) of the Securities Exchange Act of 1934, as amended  (the “Act”) or any rule or regulation of the SEC;

 

(2)                                 execute for and on behalf of the undersigned, in the undersigned’s individual capacity and/or as an officer and/or director of Careal Holding AG, such forms as may be required to be filed from time to time with the SEC with respect to Sections 13(d) and 16(a) of the Act and the rules thereunder, including without limitation, Schedule 13D, Schedule 13G and statements on Form 3, Form 4 and Form 5, and any amendments thereto;

 

(3)                                 do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D, Schedule 13G and Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and

 

(4)                                 take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned’s responsibilities to comply with Section 13 or Section 16 of the Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D, Schedule 13G and Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities of CA, Inc., unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of July, 2012

 

 

/s/ Martin Haefner

 

Signature

 

 

 

Martin Haefner

 

Print Name

 

 EX-24.2 3 ex-24d2.htm EX-24.2

Exhibit 24.2

 

POWER OF ATTORNEY

 

Know all by these presents, that the undersigned hereby constitutes and appoints Claude Lambert and with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:

 

(1)                                 prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Sections 13(d) and/or 16(a) of the Securities Exchange Act of 1934, as amended  (the “Act”) or any rule or regulation of the SEC;

 

(2)                                 execute for and on behalf of the undersigned, in the undersigned’s individual capacity and/or as an officer and/or director of Careal Holding AG, such forms as may be required to be filed from time to time with the SEC with respect to Sections 13(d) and 16(a) of the Act and the rules thereunder, including without limitation, Schedule 13D, Schedule 13G and statements on Form 3, Form 4 and Form 5, and any amendments thereto;

 

(3)                                 do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D, Schedule 13G and Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and

 

(4)                                 take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned’s responsibilities to comply with Section 13 or Section 16 of the Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D, Schedule 13G and Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities of CA, Inc., unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of July, 2012

 

 

/s/ Eva Maria Bucher-Haefner

 

Signature

 

 

 

Eva Maria Bucher-Haefner

 

Print Name