-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W1/uVk7sH0xckBh/oIvrzKD0Y8Gb5o5gl0QfgDxXAc4FsTtoRMHmvZo4QZJle3x5 aQbsV78rNLvn9WZZdncNxw== 0000950123-08-004222.txt : 20080416 0000950123-08-004222.hdr.sgml : 20080416 20080416162720 ACCESSION NUMBER: 0000950123-08-004222 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080416 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080416 DATE AS OF CHANGE: 20080416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 08760077 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 6313423550 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 8-K 1 y54519e8vk.htm FORM 8-K 8-K
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report: April 16, 2008
(Date of earliest event reported)
CA, Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State of other jurisdiction of incorporation)
     
1-9247   13-2857434
     
(Commission File Number)   (I.R.S. Employer Identification No.)
     
One CA Plaza    
Islandia, New York   11749
     
(Address of Principal Executive Offices)   (Zip Code)
(631) 342-6000
(Registrant’s Telephone Number, Including Area Code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On April 16, 2008, CA, Inc. provided written notice to The New York Stock Exchange (the “NYSE”) that it expects to voluntarily cease trading on the NYSE, effective on or about April 25, 2008, and intends to transfer its listing to The Nasdaq Global Select Market (“Nasdaq”). CA Inc.’s shares of common stock have been approved for listing on Nasdaq and are expected to trade under the symbol “CA” effective on or about April 28, 2008.
A copy of CA’s press release related to the transfer of its listing from the NYSE to Nasdaq is attached to this report as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
     (d) Exhibits
     
Exhibit No.   Description
 
   
99.1
  Press Release dated April 16, 2008 relating to the transfer of CA’s listing from the NYSE to Nasdaq

2


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  CA, Inc.
 
 
Date: April 16, 2008  By:   /s/ Kenneth V. Handal    
    Kenneth V. Handal,   
    Executive Vice President, Global Risk and
Compliance, and Corporate Secretary 
 
 

EX-99.1 2 y54519exv99w1.htm EX-99.1: PRESS RELEASE EX-99.1
 

Exhibit 99.1
CA ANNOUNCES MOVE TO NASDAQ
ISLANDIA, N.Y., April 16, 2008 - CA, Inc. (NYSE: CA) today announced that it will move its stock exchange listing from The New York Stock Exchange to The NASDAQ® Global Select Market, effective April 28, 2008. CA’s shares of common stock will be traded on NASDAQ under the ticker symbol CA.
“As one of the world’s leading software companies, our move to NASDAQ demonstrates further our commitment to enhance value for our shareholders,” said Joseph Doncheski, vice president, Investor Relations for CA, Inc. “Our decision was made after careful and thorough consideration as to which market alternative was best aligned with our company’s growth strategy. While we have enjoyed our 20-plus year partnership with The New York Stock Exchange, we believe that NASDAQ's multiple market makers provide a variety of benefits and support for our shareholders.”
“CA, like NASDAQ, has built its business around innovation and providing customers with exceptional products and service,” said Bruce Aust, executive vice president of The NASDAQ OMX Group, Inc. “We are proud to have CA list on NASDAQ and look forward to a long-term partnership based on our shared customer value proposition and commitment to the investing community.”
About NASDAQ OMX Group
The NASDAQ OMX Group, Inc. is the world’s largest exchange company. It delivers trading, exchange technology and public company services across six continents, and with over 3,900 companies, it is number one in


 

worldwide listings among major markets. NASDAQ OMX Group offers multiple capital raising solutions to companies around the globe, including its U.S. listings market; the OMX Nordic Exchange, including First North; and the 144A PORTAL Market. The company offers trading across multiple asset classes including equities, derivatives, debt, commodities, structured products and ETFs. NASDAQ OMX Group technology supports the operations of over 60 exchanges, clearing organizations and central securities depositories in more than 50 countries. OMX Nordic Exchange is not a legal entity but describes the common offering from NASDAQ OMX Group exchanges in Helsinki, Copenhagen, Stockholm, Iceland, Tallinn, Riga, and Vilnius. For more information about NASDAQ OMX, visit www.nasdaqomx.com.
About CA
CA, one of the world’s largest independent software companies, provides software solutions to unify and simplify™ IT management. With CA’s Enterprise IT Management (EITM) vision and expertise, organizations can more effectively govern, manage and secure IT to optimize business performance and sustain competitive advantage. Founded in 1976, CA serves customers in virtually every country in the world. For more information, visit ca.com.
Copyright © 2008 CA. All Rights Reserved. One CA Plaza, Islandia, N.Y. 11749. All trademarks, trade names, service marks and logos referenced herein belong to their respective companies.
Press Contacts
Bill Hughes
CA, Inc.
Phone: (212) 415-6828
william.hughes@ca.com
Carol Lu
CA, Inc.
Phone: (212) 415-6920
carol.lu@ca.com

2

-----END PRIVACY-ENHANCED MESSAGE-----