8-K

0000950123-07-007724.txt : 20070521 0000950123-07-007724.hdr.sgml : 20070521 20070521171030 ACCESSION NUMBER: 0000950123-07-007724 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070521 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070521 DATE AS OF CHANGE: 20070521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 07868646 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 6313423550 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 8-K 1 y35354e8vk.htm FORM 8-K 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 21, 2007

CA, Inc.

(Exact name of registrant as specified in its charter)

Delaware
(State or other jurisdiction of incorporation)


1-9247 (Commission File Number)		13-2857434 (IRS Employer Identification No.)

One CA Plaza Islandia, New York (Address of Principal Executive Offices)		11749 (Zip Code)

(631) 342-6000
(Registrant’s Telephone Number, Including Area Code)

Not applicable

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

o		Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o		Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o		Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o		Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01. Other Events.

On May 21, 2007, CA, Inc. (the “Company”) announced that it has satisfied the terms of the Deferred Prosecution Agreement (“DPA”) the Company entered into in September 2004, and that the DPA has expired. A copy of the press release announcing this event is attached as Exhibit 99.1 hereto and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.


Exhibit 99.1		Press release dated May 21, 2007.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	CA, INC.
Date: May 21, 2007	By:	/s/ Kenneth V. Handal
		Kenneth V. Handal
		Executive Vice President, Global Risk & Compliance, and Corporate Secretary

EX-99.1 2 y35354exv99w1.htm EX-99.1: PRESS RELEASE EX-99.1

Exhibit 99.1


Contacts:	Dan Kaferle	Julie Cunningham
	Public Relations	Investor Relations
	(631) 342-2111	(631) 342-4687
	daniel.kaferle@ca.com	julie.cunningham@ca.com

CA SUCCESSFULLY CONCLUDES DEFERRED PROSECUTION AGREEMENT

Court Dismisses All Pending Charges

ISLANDIA, N.Y., May 21, 2007 — CA, Inc. (NYSE:CA) today announced that it has satisfied the terms of the Deferred Prosecution Agreement (DPA) the Company entered into in September 2004, and that the DPA has expired.

In a filing with the Court, the U.S. Attorney’s Office for the Eastern District of New York (USAO) reported that CA has “complied with” the DPA, citing the May 1, 2007 report of Independent Examiner Lee S. Richards III who was appointed under the agreement. As a result, U.S. Judge I. Leo Glasser has dismissed all pending charges against the Company.

“The expiration of the DPA is the result of the willingness of the government to allow CA to operate under a DPA and the strong commitment by all the Company’s employees to take the steps necessary to meet its requirements. This has been a very healthy process for the Company,” said Lewis Ranieri, chairman of CA’s Board of Directors. “We want to thank our independent examiner for helping CA identify and address all DPA issues and for helping us strengthen our internal controls and compliance.”

John Swainson, CA’s president and chief executive officer, said the Company remains committed to best-in-class controls and compliance.

“Our efforts won’t stop because we have met the requirements of the DPA,” he said. “We will continue to demand a high level of transparency, ethical behavior and integrity from our entire organization. In meeting the terms of the DPA, CA has made great strides in putting in place the business systems, processes and procedures that will ensure its ability to grow and generate value for shareholders, customers and employees.

“We are moving forward with a renewed sense of vigor, enthusiasm and dedication to becoming one of the world’s most successful software companies,” Swainson said. “We can now put this chapter behind CA and devote our time, energy and passion to our customers and our business. We have done much over the past two years to set this company on a course of sustainable growth. In the future, we will do even more.”

The DPA arose out of the criminal conduct by certain of the Company’s former executives in failing to record within the proper quarter revenues associated with certain software license agreements, and then obstructing the government’s investigation of this “35-day month” practice.

About CA

CA (NYSE: CA), one of the world’s largest information technology (IT) management software companies, unifies and simplifies the management of enterprise-wide IT.

Founded in 1976, CA is headquartered in Islandia, N.Y., and serves customers in more than 140 countries. For more information, please visit http://ca.com.

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