-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JWwPniSyTtVUTyCDgmYB3roSw1d/WipgPUKQQu7OgnEo0Hdinsjt8lh0OnTqiXpP Goec+onGNarjcMSBG9aNZg== 0000950123-05-007393.txt : 20050615 0000950123-05-007393.hdr.sgml : 20050614 20050615165757 ACCESSION NUMBER: 0000950123-05-007393 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050615 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050615 DATE AS OF CHANGE: 20050615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 05898047 BUSINESS ADDRESS: STREET 1: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 6313425224 MAIL ADDRESS: STREET 1: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 8-K 1 y07716e8vk.htm COMPUTER ASSOCIATES INTERNATIONAL, INC. COMPUTER ASSOCIATES INTERNATIONAL, INC.
 

 
 

PRIVILEGED AND CONFIDENTIAL
ATTORNEY WORK PRODUCT
S&C Draft of June 15, 2005

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report: June 15, 2005

(Date of earliest event reported)

 

Computer Associates International, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation)
     
1-9247   13-2857434
(Commission File Number)   (IRS Employer Identification No.)
     
One Computer Associates Plaza    
Islandia, New York   11749
(Address of Principal Executive Offices)   (Zip Code)

(631) 342-6000

(Registrant’s Telephone Number, Including Area Code)

Not applicable

 
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 


 

Item 2.02. Results of Operations and Financial Condition.

On June 15, 2005, Computer Associates International, Inc. filed a Form 12b-25 with the Securities and Exchange Commission to defer, from June 14 to June 29, 2005, the filing of its Annual Report on Form 10-K for the fiscal year ended March 31, 2005. The information in the Form 12b-25 is hereby incorporated into by reference and made a part of this Item 2.02.

Item 9.01. Financial Statements and Exhibits.

(c) Form 12b-25 filed June 15, 2005.

 


 

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    COMPUTER ASSOCIATES INTERNATIONAL, INC.
 
       
Date:  June 15, 2005
  By:   /s/ Kenneth V. Handal
 
       
 
      Kenneth V. Handal
 
      Executive Vice President, General Counsel and Corporate Secretary

 

EX-99.C 2 y07716exv99wc.htm EX-99.C: FORM 12B-25 EXHIBIT 99.C
 

         
  UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
   
 
  FORM 12b-25   SEC FILE NUMBER
1-9247
 
  NOTIFICATION OF LATE FILING   CUSIP NUMBER
204912109

(Check One):     x  Form 10-K    ¨  Form 20-F    ¨  Form 11-K    ¨  Form 10-Q     ¨  Form 10-D    ¨  Form N-SAR;    ¨   Form N-CSR

  For Period Ended: March 31, 2005
 
  ¨   Transition Report on Form 10-K
  ¨   Transition Report on Form 20-F
  ¨   Transition Report on Form 11-K
  ¨   Transition Report on Form 10-Q
  ¨   Transition Report on Form N-SAR
  For the Transition Period Ended:______________________________________________________________

     
Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
 
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
 
 
PART I— REGISTRANT INFORMATION
 
Computer Associates International, Inc.
Full Name of Registrant
 
Not applicable
Former Name if Applicable
 
One Computer Associates Plaza
Address of Principal Executive Office (Street and Number)
 
Islandia, New York, 11749
City, State and Zip Code

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

           
x
    (a)   The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
x
    (b)   The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
o
    (c)   The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 


 

      Computer Associates International, Inc. (the “Company”) is filing this report for a 15-day extension, from June 14 to June 29, 2005, for filing its Annual Report on Form 10-K (the “Form 10-K”). The Company is filing for this extension because management’s assessment of internal control over financial reporting, which is required to be included in the Form 10-K by Section 404 of the Sarbanes-Oxley Act and related SEC rules, has not been completed. In addition, as previously announced, the Company is restating its financial statements for fiscal years 2003 and 2004 and certain financial information for fiscal years 2001 and 2002 and quarterly periods in fiscal year 2005 for inclusion in the Form 10-K and this process has not been completed. The Company could not complete these activities, together with the preparation of the financial statements and other information required in the Form 10-K, by the initial filing deadline without unreasonable effort and expense. The Company expects to file the Form 10-K by June 29, 2005.
 
      For more information about the matters described above, see the Company’s Current Report on Form 8-K filed in part and furnished in part with the SEC on May 26, 2005.

PART IV— OTHER INFORMATION

(1)   Name and telephone number of person to contact in regard to this notification

         
Kenneth V. Handal   631   342-6000
         
(Name)   (Area Code)   (Telephone Number)

(2)   Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
 
    Yes x       No ¨
 

(3)   Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
 
    Yes x     No ¨     
 
    If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 
    As previously indicated in the earnings release and other information included in its Current Report on Form 8-K filed in part and furnished in part with the SEC on May 26, 2005, the Company expects to report, in the Form 10-K, revenue and diluted earnings per share from continuing operations that are higher for the fiscal year ended March 31, 2005 than for the fiscal year ended March 31, 2004. The information about the Company's results of operations in the earnings release issued on May 26, 2005 was reported on a preliminary basis, however, as the Company completes the preparation of its financial statements and the related audit process for fiscal year 2005. This process could result in adjustments to net income or other previously reported results for fiscal year 2005 that are unrelated to the adjustments relating to the restatement of prior year financial statements described in the Current Report on Form 8-K.

 

2


 

 
Computer Associates International, Inc.
  (Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto authorized.
         
     
Date:    June 15, 2005    By:    /s/ Kenneth V. Handal  
        Kenneth V. Handal
Executive Vice President, General Counsel and Corporate Secretary 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

     
  ATTENTION  

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001)

3

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