-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EZCs9xQ9A3MaYjYw3J5Is4lH383fLZ8TjnyF5NZUL9p2Py3GHrZXMPdkx+cgfDMr Ax91PJcL0jQAqvQZFLpkZA== 0000950123-05-007340.txt : 20050614 0000950123-05-007340.hdr.sgml : 20050613 20050614162023 ACCESSION NUMBER: 0000950123-05-007340 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050614 ITEM INFORMATION: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050614 DATE AS OF CHANGE: 20050614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 05895103 BUSINESS ADDRESS: STREET 1: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 6313425224 MAIL ADDRESS: STREET 1: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 8-K 1 y09978e8vk.htm COMPUTER ASSOCIATES INTERNATIONAL, INC. COMPUTER ASSOCIATES INTERNATIONAL, INC.
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report: June 14, 2005
(Date of earliest event reported)

 

Computer Associates International, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware
(State or other jurisdiction of incorporation)

     
1-9247   13-2857434
(Commission File Number)   (IRS Employer Identification No.)
     
One Computer Associates Plaza    
Islandia, New York   11749
(Address of Principal Executive Offices)   (Zip Code)

(631) 342-6000
(Registrant’s Telephone Number, Including Area Code)

Not applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 


 

Item 5.04. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.

     On June 14, 2005, Computer Associates International, Inc. (the “Company”) delivered a notice to its directors and executive officers concerning the suspension of their ability to engage in certain transactions involving equity securities of the Company. That notice is attached hereto as Exhibit 99.1 and is incorporated by reference in this Item 5.04.

Item 9.01. Financial Statements and Exhibits

(a)   None
 
(b)   None
 
(c)   Exhibit 99.1: Notice to Directors and Executive Officers of Computer Associates International, Inc.

 


 

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  COMPUTER ASSOCIATES INTERNATIONAL, INC.
 
 
Date: June 14, 2005  By:   /s/ Kenneth V. Handal   
    Kenneth V. Handal   
    Executive Vice President, General Counsel and Corporate Secretary  
 

 

EX-99.1 2 y09978exv99w1.htm EX-99.1: NOTICE TO DIRECTORS AND EXECUTIVE OFFICERS EXHIBIT 99.1
 

Exhibit 99.1

Notice to Directors and Executive Officers
of
Computer Associates International, Inc.

This notice is to inform you of the following:

  1.   Computer Associates International, Inc. (the “Company”) would have been required to file its Annual Report on Form 10-K (“Form 10-K”) for the fiscal year ended March 31, 2005 by today, June 14, 2005, but has decided to defer such filing for up to 15 calendar days as permitted by Rule 12b-25 under the Securities Exchange Act of 1934 and will file a notice of such deferral with the Securities and Exchange Commission (the “SEC”) shortly.
 
  2.   As a result of the Company’s deferred filing of its Form 10-K, from and including tomorrow, June 15, 2005, to but excluding June 30, 2005 (which we expect will be the first trading day after the Form 10-K is filed) (the “Suspension Period”), the Company will not be permitted to sell any shares of its common stock to employees under the Company’s Savings Harvest Plan.
 
  3.   During the Suspension Period, you, as a director or executive officer of the Company, may not, directly or indirectly, purchase, sell or otherwise acquire or transfer any common stock of the Company or any options, futures or other rights to acquire or dispose of the common stock of the Company. These restrictions are imposed in light of Section 306 of the Sarbanes-Oxley Act. The Company will notify you if there are any changes in the Suspension Period.
 
  4.   If you have any questions concerning this notice, you should contact Kenneth V. Handal or Lawrence Egan at One Computer Associates Plaza, Islandia, New York 11749, (631) 342-6000.

 

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