-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDLHIIr+oxXGYpC5L5kMKzbhtDl1jniD2lyY5EH4b5XDmpKSXvwOAD3ASafCapp/ s0E2brped1ye2PS+VnfRQA== 0000893750-03-000508.txt : 20031009 0000893750-03-000508.hdr.sgml : 20031009 20031009122003 ACCESSION NUMBER: 0000893750-03-000508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031007 FILED AS OF DATE: 20031009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAEFNER WALTER H CENTRAL INDEX KEY: 0001081141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 03934575 BUSINESS ADDRESS: STREET 1: ULTOQUAI 49 STREET 2: ZURICH CITY: SWITZERLAND STATE: V8 ZIP: 8022 BUSINESS PHONE: 4112695353 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 6313425224 MAIL ADDRESS: STREET 1: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAREAL HOLDING AG CENTRAL INDEX KEY: 0001068730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 03934576 BUSINESS ADDRESS: STREET 1: P O BOX 5073 STREET 2: ZURICH 8022 CITY: SWITZERLAND BUSINESS PHONE: 4112695353 MAIL ADDRESS: STREET 1: P O BOX 5073 STREET 2: ZURICH 8022 CITY: SWITZERLAND 4 1 form4_ex.xml X0201 4 2003-10-07 0 0000356028 COMPUTER ASSOCIATES INTERNATIONAL INC CA 0001068730 CAREAL HOLDING AG UTOQUAI 49 ZURICH SWITZERLAND 8022 0 0 1 0 0001081141 HAEFNER WALTER H ULTOQUAI 49 ZURICH SWITZERLAND 8022 0 0 1 0 Common Stock 2003-10-07 4 P 0 5000 26.96 A 118855730 D Common Stock 2003-10-07 4 P 0 10200 27.20 A 118865930 D Common Stock 2003-10-07 4 P 0 15000 27.42 A 118880930 D Common Stock 2003-10-07 4 P 0 2600 27.53 A 118883530 D Common Stock 2003-10-07 4 P 0 2900 27.54 A 118886430 D Common Stock 2003-10-07 4 P 0 13100 27.55 A 118899530 D Common Stock 2003-10-07 4 P 0 700 27.57 A 118900230 D Common Stock 2003-10-07 4 P 0 200 27.58 A 118900430 D Common Stock 2003-10-07 4 P 0 1900 27.59 A 118902330 D Common Stock 2003-10-07 4 P 0 33100 27.60 A 118935430 D Common Stock 2003-10-07 4 P 0 14700 27.61 A 118950130 D Common Stock 2003-10-07 4 P 0 8400 27.62 A 118958530 D Common Stock 2003-10-07 4 P 0 41700 27.63 A 119000230 D Common Stock 2003-10-07 4 P 0 2100 27.64 A 119002330 D Common Stock 2003-10-07 4 P 0 100 27.65 A 119002430 D Common Stock 2003-10-07 4 P 0 700 27.72 A 119003130 D Common Stock 2003-10-07 4 P 0 27900 27.73 A 119031030 D Common Stock 2003-10-08 4 P 0 57800 28.60 A 119088830 D Common Stock 2003-10-08 4 P 0 6000 28.65 A 119094830 D Common Stock 2003-10-08 4 P 0 300 28.67 A 119095130 D Common Stock 2003-10-08 4 P 0 21800 28.70 A 119116930 D Common Stock 2003-10-08 4 P 0 1600 28.71 A 119118530 D Common Stock 2003-10-08 4 P 0 1900 28.72 A 119120430 D Common Stock 2003-10-08 4 P 0 10000 28.73 A 119130430 D Common Stock 2003-10-08 4 P 0 18000 28.74 A 119148430 D Common Stock 2003-10-08 4 P 0 16400 28.75 A 119164830 D Common Stock 2003-10-08 4 P 0 4000 29.10 A 119168830 D Common Stock 2003-10-08 4 P 0 85000 29.14 A 119253830 D Common Stock 2003-10-08 4 P 0 196000 29.15 A 119449830 D These shares are owned directly by Careal Holding AG ("Careal") and indirectly by Walter H. Haefner as Chairman and President, and sole owner, of Careal. /s/ Walter H. Haefner 2003-10-09 /s/ Walter H. Haefner 2003-10-09 -----END PRIVACY-ENHANCED MESSAGE-----