-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KW929rm615AFeX1libsurQTAVtaIqVMBO4XZM2u8GZy5DePAyObholyA8WbLnmhs HECUJsDaogWDniiAdTOwlQ== 0000356028-98-000001.txt : 19980123 0000356028-98-000001.hdr.sgml : 19980123 ACCESSION NUMBER: 0000356028-98-000001 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980122 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEM SOFTWARE ASSOCIATES INC CENTRAL INDEX KEY: 0000808207 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 363144515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-39316 FILM NUMBER: 98510968 BUSINESS ADDRESS: STREET 1: 500 W MADISON ST 32ND FLR CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3126412900 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDIA STATE: NY ZIP: 11788 BUSINESS PHONE: 5163425224 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------- SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 1) SYSTEM SOFTWARE ASSOCIATES, INC. ---------------------------------- (Name of Issuer) Common Stock, Par Value $.0033 Per Share ---------------------------------------- (Title of Class of Securities) 87183910 ---------- (CUSIP Number) Steven M. Woghin, Esq. Senior Vice President and General Counsel Computer Associates International, Inc. One Computer Associates Plaza Islandia, New York 11788 (516) 342-5224 ------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 12, 1998 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a Statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this Schedule because of Rule 13d-1(b)(3) or (4), check the following box ( ) 2 This Amendment No. 1 amends and supplements the Statement on Schedule 13D, originally filed with the Securities and Exchange Commission on September 8, 1997 (the Schedule 13D) by Computer Associates International, Inc., a Delaware corporation (Computer Associates). Capitalized terms not defined herein have the meanings assigned thereto in the Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration. Item 3 of the Schedule 13D is hereby supplemented as follows: Pursuant to the Convertible Note, the Issuer delivered to Computer Associates a notice of redemption with respect to the Convertible Note. Computer Associates elected to convert the Convertible Note in full into shares of Common Stock of the Issuer as provided for in the Convertible Note. Pursuant to the provisions of the Convertible Note, Computer Associates sent notice to the Issuer of such election to convert, and on January 12, 1998, Computer Associates converted the Convertible Note into 3,603,603 shares of Common Stock (the Conversion Shares) at a per share conversion price of $3.33. No funds were used in the transaction. Upon conversion of the Convertible Note, the Convertible Note was returned to the Issuer for cancellation. Item 5. Interest in Securities of the Issuer. Item 5 of the Schedule 13D is hereby supplemented as follows: As of the close of business on January 12, 1997, following conversion of the Convertible Note, Computer Associates beneficially owned 3,603,603 Conversion Shares, all of which were issued upon conversion of the Convertible Note. Such 3,603,603 Conversion Shares represent approximately 7.8% of the outstanding shares of Common Stock (computed on the basis of 42,731,937 shares of Common Stock outstanding as of September 5, 1997 as specified in the Issuers Quarterly Report on Form 10-Q for the quarter ended July 31, 1997, filed on October 21, 1997, plus 3,603,603 Conversion Shares). Conversion of the Convertible Note effected no change in Computer Associates beneficial ownership of the Issuers Common Stock. No funds were used in the transaction. Upon conversion of the Convertible Note, the Convertible Note was returned to the Issuer for cancellation. Item 6. Contracts,Arrangements, Understandings or Relationships with respect to Securities of the Issuer. Item 6 of the Schedule 13D is hereby supplemented as follows: Pursuant to the Convertible Note, the Issuer delivered to Computer Associates a notice of redemption with respect to the Convertible Note. Computer Associates elected to convert the Convertible Note in full into shares of Common Stock of the Issuer as provided for in the Convertible Note. Pursuant to the provisions of the Convertible Note, Computer Associates sent notice to the Issuer of such election to convert, and on January 12, 1998, Computer Associates converted the Convertible Note into the Conversion Shares. No funds were used in the transaction. Upon conversion of the Convertible Note, the Convertible Note was returned to the Issuer for cancellation. 3 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Dated: January 22, 1998 COMPUTER ASSOCIATES INTERNATIONAL, INC. By:/s/ Steven M. Woghin, Esq. -------------------------- Name: Steven M. Woghin, Esq. Title: Sr. Vice President and General Counsel -----END PRIVACY-ENHANCED MESSAGE-----