0000356028-18-000137.txt : 20180817
0000356028-18-000137.hdr.sgml : 20180817
20180817164256
ACCESSION NUMBER: 0000356028-18-000137
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180815
FILED AS OF DATE: 20180817
DATE AS OF CHANGE: 20180817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pronsati Paul L.
CENTRAL INDEX KEY: 0001624561
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 181026221
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CA, INC.
CENTRAL INDEX KEY: 0000356028
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 132857434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 1-800-225-5224
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_153453855955390.xml
FORM 4
X0306
4
2018-08-15
0
0000356028
CA, INC.
CA
0001624561
Pronsati Paul L.
520 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
EVP, Global Operations & IT
Common Stock, $.10 par value
2018-08-15
4
M
0
6052
31.06
A
61197
D
Common Stock, $.10 par value
2018-08-15
4
M
0
42692
30.45
A
103889
D
Common Stock, $.10 par value
2018-08-15
4
M
0
29750
31.53
A
133639
D
Common Stock, $.10 par value
2018-08-15
4
M
0
16995
31.69
A
150634
D
Common Stock, $.10 par value
2018-08-15
4
S
0
95489
43.561
D
55145
D
Common Stock, $.10 par value
1302.909
I
401(k) Plan
Employee Stock Option (right to buy)
31.06
2018-08-15
4
M
0
6052
0
D
2025-01-14
Common Stock, $.10 par value
6052.0
0
D
Employee Stock Option (right to buy)
30.45
2018-08-15
4
M
0
42692
0
D
2025-05-29
Common Stock, $.10 par value
42692.0
0
D
Employee Stock Option (right to buy)
31.53
2018-08-15
4
M
0
29750
0
D
2026-05-15
Common Stock, $.10 par value
29750.0
14652
D
Employee Stock Option (right to buy)
31.69
2018-08-15
4
M
0
16995
0
D
2027-05-15
Common Stock, $.10 par value
16995.0
32989
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2018.
Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.500 to $43.650, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held in the CA Savings Harvest Plan, a 401(k) Plan.
The option became exercisable over three years as follows: 34% on January 14, 2016, 33% on January 14, 2017 and 33% on January 14, 2018.
The option became exercisable over three years as follows: 34% on May 29, 2016, 33% on May 29, 2017 and 33% on May 29, 2018.
The option becomes exercisable over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019.
The option becomes exercisable over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020.
/s/ Paul L. Pronsati by David R. Goldman as attorney-in-fact
2018-08-17