0000356028-18-000137.txt : 20180817 0000356028-18-000137.hdr.sgml : 20180817 20180817164256 ACCESSION NUMBER: 0000356028-18-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pronsati Paul L. CENTRAL INDEX KEY: 0001624561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 181026221 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_153453855955390.xml FORM 4 X0306 4 2018-08-15 0 0000356028 CA, INC. CA 0001624561 Pronsati Paul L. 520 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 EVP, Global Operations & IT Common Stock, $.10 par value 2018-08-15 4 M 0 6052 31.06 A 61197 D Common Stock, $.10 par value 2018-08-15 4 M 0 42692 30.45 A 103889 D Common Stock, $.10 par value 2018-08-15 4 M 0 29750 31.53 A 133639 D Common Stock, $.10 par value 2018-08-15 4 M 0 16995 31.69 A 150634 D Common Stock, $.10 par value 2018-08-15 4 S 0 95489 43.561 D 55145 D Common Stock, $.10 par value 1302.909 I 401(k) Plan Employee Stock Option (right to buy) 31.06 2018-08-15 4 M 0 6052 0 D 2025-01-14 Common Stock, $.10 par value 6052.0 0 D Employee Stock Option (right to buy) 30.45 2018-08-15 4 M 0 42692 0 D 2025-05-29 Common Stock, $.10 par value 42692.0 0 D Employee Stock Option (right to buy) 31.53 2018-08-15 4 M 0 29750 0 D 2026-05-15 Common Stock, $.10 par value 29750.0 14652 D Employee Stock Option (right to buy) 31.69 2018-08-15 4 M 0 16995 0 D 2027-05-15 Common Stock, $.10 par value 16995.0 32989 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2018. Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.500 to $43.650, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. The option became exercisable over three years as follows: 34% on January 14, 2016, 33% on January 14, 2017 and 33% on January 14, 2018. The option became exercisable over three years as follows: 34% on May 29, 2016, 33% on May 29, 2017 and 33% on May 29, 2018. The option becomes exercisable over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. The option becomes exercisable over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. /s/ Paul L. Pronsati by David R. Goldman as attorney-in-fact 2018-08-17