0000356028-18-000096.txt : 20180605 0000356028-18-000096.hdr.sgml : 20180605 20180605161546 ACCESSION NUMBER: 0000356028-18-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREGOIRE MICHAEL P CENTRAL INDEX KEY: 0001232409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 18881293 BUSINESS ADDRESS: STREET 1: C/O CA, INC. STREET 2: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 800-225-5224 MAIL ADDRESS: STREET 1: C/O CA, INC. STREET 2: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_152822973084936.xml FORM 4 X0306 4 2018-06-01 0 0000356028 CA, INC. CA 0001232409 GREGOIRE MICHAEL P 520 MADISON AVENUE NEW YORK NY 10022 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock, $.10 par value 2018-06-01 4 M 0 70000 22.82 A 489545 D Common Stock, $.10 par value 2018-06-01 4 S 0 86163 36.001 D 403382 D Employee Stock Option (right to buy) 22.82 2018-06-01 4 M 0 70000 0 D 2023-01-07 Common Stock, $.10 par value 70000.0 324389 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $36.000 to $36.005, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option became exercisable over three years as follows: 34% on January 7, 2014, 33% on January 7, 2015 and 33% on January 7, 2016. /s/ Michael P. Gregoire by David R. Goldman as attorney-in-fact 2018-06-05