0000356028-18-000077.txt : 20180517 0000356028-18-000077.hdr.sgml : 20180517 20180517204037 ACCESSION NUMBER: 0000356028-18-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamm Jacob CENTRAL INDEX KEY: 0001405285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 18844819 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_152660402278550.xml FORM 4 X0306 4 2018-05-15 0 0000356028 CA, INC. CA 0001405285 Lamm Jacob 520 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 EVP, STRATEGY & CORPORATE DEV Common Stock, $.10 par value 2018-05-15 4 A 0 6235 0 A 51714 D Common Stock, $.10 par value 2018-05-15 4 A 0 21302 0 A 73016 D Common Stock, $.10 par value 2018-05-15 4 F 0 13597 35.28 D 59419 D Common Stock, $.10 par value 899.096 I 401(k) Plan Employee Stock Option (right to buy) 35.28 2018-05-15 4 A 0 38662 0 A 2028-05-15 Common Stock, $.10 par value 38662.0 38662 D Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Represents shares granted in connection with the achievement of performance targets over a three-year performance period ended March 31, 2018. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. The option becomes exercisable over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. /s/ Jacob Lamm by David R. Goldman as attorney-in-fact 2018-05-17