0000356028-17-000123.txt : 20170809 0000356028-17-000123.hdr.sgml : 20170809 20170809192242 ACCESSION NUMBER: 0000356028-17-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170807 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELSTER ADAM CENTRAL INDEX KEY: 0001528223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 171019366 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_150232094937492.xml FORM 4 X0306 4 2017-08-07 0 0000356028 CA, INC. CA 0001528223 ELSTER ADAM 520 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 Pres., Global Field Operations Common Stock, $.10 par value 2017-08-07 4 M 0 138621 26.98 A 251356 D Common Stock, $.10 par value 2017-08-07 4 S 0 166621 32.255 D 84735 D Common Stock, $.10 par value 4563.229 I 401(k) Plan Employee Stock Option (right to buy) 26.98 2017-08-07 4 M 0 138621 0 D 2023-05-13 Common Stock, $0.10 par value 138621.0 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $32.250 to $32.265 inclusive. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of August 7, 2017. The option becomes exercisable over three years as follows: 34% on May 13, 2014, 33% on May 13, 2015 and 33% on May 13, 2016. /s/ Adam Elster by Kristen W. Prohl as attorney-in-fact 2017-08-09