0000356028-17-000123.txt : 20170809
0000356028-17-000123.hdr.sgml : 20170809
20170809192242
ACCESSION NUMBER: 0000356028-17-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170807
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELSTER ADAM
CENTRAL INDEX KEY: 0001528223
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 171019366
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CA, INC.
CENTRAL INDEX KEY: 0000356028
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 132857434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 1-800-225-5224
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_150232094937492.xml
FORM 4
X0306
4
2017-08-07
0
0000356028
CA, INC.
CA
0001528223
ELSTER ADAM
520 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
Pres., Global Field Operations
Common Stock, $.10 par value
2017-08-07
4
M
0
138621
26.98
A
251356
D
Common Stock, $.10 par value
2017-08-07
4
S
0
166621
32.255
D
84735
D
Common Stock, $.10 par value
4563.229
I
401(k) Plan
Employee Stock Option (right to buy)
26.98
2017-08-07
4
M
0
138621
0
D
2023-05-13
Common Stock, $0.10 par value
138621.0
0
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $32.250 to $32.265 inclusive.
The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of August 7, 2017.
The option becomes exercisable over three years as follows: 34% on May 13, 2014, 33% on May 13, 2015 and 33% on May 13, 2016.
/s/ Adam Elster by Kristen W. Prohl as attorney-in-fact
2017-08-09