0000356028-16-000299.txt : 20160613 0000356028-16-000299.hdr.sgml : 20160613 20160613162814 ACCESSION NUMBER: 0000356028-16-000299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160609 FILED AS OF DATE: 20160613 DATE AS OF CHANGE: 20160613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLAHERTY LAUREN PATRICIA CENTRAL INDEX KEY: 0001361486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 161710999 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_146584968111410.xml FORM 4 X0306 4 2016-06-09 0 0000356028 CA, INC. CA 0001361486 FLAHERTY LAUREN PATRICIA 520 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 EVP, Chief Marketing Officer Common Stock, $.10 par value 2016-06-09 4 M 0 31935 30.45 A 117391 D Common Stock, $.10 par value 2016-06-09 4 M 0 25296 30.12 A 142687 D Common Stock, $.10 par value 2016-06-09 4 M 0 125319 30.12 A 268006 D Common Stock, $.10 par value 2016-06-09 4 S 0 182550 32.76 D 85456 D Common Stock, $.10 par value 469.892 I 401(k) Plan Employee Stock Option (right to buy) 30.45 2016-06-09 4 M 0 31935 0 D 2025-05-29 Common Stock, $.10 par value 31935.0 61989 D Employee Stock Option (right to buy) 30.12 2016-06-09 4 M 0 25296 0 D 2023-08-01 Common Stock, $.10 par value 25296.0 49103 D Employee Stock Option (right to buy) 30.12 2016-06-09 4 M 0 125319 0 D 2023-08-01 Common Stock, $.10 par value 125319.0 243265 D Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $32.750 to $32.820 inclusive. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 10, 2016. The option vests over three years as follows: 34% on May 29, 2016, 33% on May 29, 2017 and 33% on May 29, 2018. The option vests over three years as follows: 34% on August 1, 2014, 33% on August 1, 2015 and 33% on August 1, 2016. /s/ Lauren P. Flaherty by Lawrence M. Egan, Jr. as attorney-in-fact 2016-06-13