0000356028-16-000292.txt : 20160606 0000356028-16-000292.hdr.sgml : 20160606 20160606172550 ACCESSION NUMBER: 0000356028-16-000292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160602 FILED AS OF DATE: 20160606 DATE AS OF CHANGE: 20160606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELSTER ADAM CENTRAL INDEX KEY: 0001528223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 161699398 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_146524833689589.xml FORM 4 X0306 4 2016-06-02 0 0000356028 CA, INC. CA 0001528223 ELSTER ADAM 520 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 EVP & GRP EXEC, WW SALES & SER Common Stock, $.10 par value 2016-06-02 4 F 0 3085 32.80 D 106562 D Common Stock, $.10 par value 2016-06-03 4 M 0 53343 25.24 A 159905 D Common Stock, $.10 par value 2016-06-03 4 M 0 33353 24.41 A 193258 D Common Stock, $.10 par value 2016-06-03 4 S 0 125513 32.446 D 67745 D Common Stock, $.10 par value 4070.321 I 401(k) Plan Employee Stock Option (right to buy) 25.24 2016-06-03 4 M 0 53343 0 D 2019-05-22 Common Stock, $0.10 par value 53343.0 0 D Employee Stock Option (right to buy) 24.41 2016-06-03 4 M 0 33353 0 D 2019-05-22 Common Stock, $0.10 par value 33353.0 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $32.260 to $32.620 inclusive. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 1, 2016. The option became exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. The option became exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. /s/ Adam Elster by Lawrence M. Egan, Jr. as attorney-in-fact 2016-06-06