0000356028-16-000285.txt : 20160601 0000356028-16-000285.hdr.sgml : 20160601 20160601180553 ACCESSION NUMBER: 0000356028-16-000285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160527 FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamm Jacob CENTRAL INDEX KEY: 0001405285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 161690382 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_146481873962600.xml FORM 4 X0306 4 2016-05-27 0 0000356028 CA, INC. CA 0001405285 Lamm Jacob 520 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 EVP, STRATEGY & CORPORATE DEV Common Stock, $.10 par value 2016-05-27 4 F 0 1122 32.07 D 57530 D Common Stock, $.10 par value 2016-05-27 4 M 0 8181 21.78 A 65711 D Common Stock, $.10 par value 2016-05-27 4 M 0 24003 25.24 A 89714 D Common Stock, $.10 par value 2016-05-27 4 M 0 40000 26.98 A 129714 D Common Stock, $.10 par value 2016-05-27 4 M 0 15008 24.41 A 144722 D Common Stock, $.10 par value 2016-05-27 4 S 0 98401 32.04 D 46321 D Common Stock, $.10 par value 528.887 I 401(k) Plan Employee Stock Option (right to buy) 21.78 2016-05-27 4 M 0 8181 0 D 2018-06-14 Common Stock, $.10 par value 8181.0 0 D Employee Stock Option (right to buy) 25.24 2016-05-27 4 M 0 24003 0 D 2019-05-22 Common Stock, $.10 par value 24003.0 0 D Employee Stock Option (right to buy) 26.98 2016-05-27 4 M 0 40000 0 D 2023-05-13 Common Stock, $.10 par value 40000.0 22379 D Employee Stock Option (right to buy) 24.41 2016-05-27 4 M 0 15008 0 D 2019-05-22 Common Stock, $0.10 par value 15008.0 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $31.945 to $32.190 inclusive. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 27, 2016. The option became exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014. The option became exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. This option became exercisable over three years as follows: 34% on May 13, 2014, 33% on May 13, 2015 and 33% on May 13, 2016. The option became exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. /s/ Jacob Lamm by Lawrence M. Egan, Jr. as attorney-in-fact 2016-06-01