0000356028-16-000285.txt : 20160601
0000356028-16-000285.hdr.sgml : 20160601
20160601180553
ACCESSION NUMBER: 0000356028-16-000285
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160527
FILED AS OF DATE: 20160601
DATE AS OF CHANGE: 20160601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CA, INC.
CENTRAL INDEX KEY: 0000356028
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 132857434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 1-800-225-5224
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lamm Jacob
CENTRAL INDEX KEY: 0001405285
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 161690382
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
wf-form4_146481873962600.xml
FORM 4
X0306
4
2016-05-27
0
0000356028
CA, INC.
CA
0001405285
Lamm Jacob
520 MADISON AVENUE
NEW YORK
NY
10022
0
1
0
0
EVP, STRATEGY & CORPORATE DEV
Common Stock, $.10 par value
2016-05-27
4
F
0
1122
32.07
D
57530
D
Common Stock, $.10 par value
2016-05-27
4
M
0
8181
21.78
A
65711
D
Common Stock, $.10 par value
2016-05-27
4
M
0
24003
25.24
A
89714
D
Common Stock, $.10 par value
2016-05-27
4
M
0
40000
26.98
A
129714
D
Common Stock, $.10 par value
2016-05-27
4
M
0
15008
24.41
A
144722
D
Common Stock, $.10 par value
2016-05-27
4
S
0
98401
32.04
D
46321
D
Common Stock, $.10 par value
528.887
I
401(k) Plan
Employee Stock Option (right to buy)
21.78
2016-05-27
4
M
0
8181
0
D
2018-06-14
Common Stock, $.10 par value
8181.0
0
D
Employee Stock Option (right to buy)
25.24
2016-05-27
4
M
0
24003
0
D
2019-05-22
Common Stock, $.10 par value
24003.0
0
D
Employee Stock Option (right to buy)
26.98
2016-05-27
4
M
0
40000
0
D
2023-05-13
Common Stock, $.10 par value
40000.0
22379
D
Employee Stock Option (right to buy)
24.41
2016-05-27
4
M
0
15008
0
D
2019-05-22
Common Stock, $0.10 par value
15008.0
0
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $31.945 to $32.190 inclusive.
The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 27, 2016.
The option became exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.
The option became exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
This option became exercisable over three years as follows: 34% on May 13, 2014, 33% on May 13, 2015 and 33% on May 13, 2016.
The option became exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
/s/ Jacob Lamm by Lawrence M. Egan, Jr. as attorney-in-fact
2016-06-01