0000356028-16-000271.txt : 20160517 0000356028-16-000271.hdr.sgml : 20160517 20160517212602 ACCESSION NUMBER: 0000356028-16-000271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160515 FILED AS OF DATE: 20160517 DATE AS OF CHANGE: 20160517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELSTER ADAM CENTRAL INDEX KEY: 0001528223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 161659299 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_146353474869768.xml FORM 4 X0306 4 2016-05-15 0 0000356028 CA, INC. CA 0001528223 ELSTER ADAM 520 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 EVP & GRP EXEC, WW SALES & SER Common Stock, $.10 par value 2016-05-15 4 A 0 16492 0 A 92644 D Common Stock, $.10 par value 2016-05-15 4 A 0 41295 0 A 133939 D Common Stock, $.10 par value 2016-05-15 4 F 0 21297 31.53 D 112642 D Common Stock, $.10 par value 3718.588 I 401(k) Plan Employee Stock Option (right to buy) 31.53 2016-05-15 4 A 0 115445 0 A 2026-05-15 Common Stock, $.10 par value 115445.0 115445 D Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Represents shares granted in connection with the achievement of performance targets over a three-year performance period ended March 31, 2016. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 16, 2016. The option becomes exercisable over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. /s/ Adam Elster by Lawrence M. Egan, Jr. as attorney-in-fact 2016-05-17