0000356028-14-000034.txt : 20140124 0000356028-14-000034.hdr.sgml : 20140124 20140124161338 ACCESSION NUMBER: 0000356028-14-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140123 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olli Amy Fliegelman CENTRAL INDEX KEY: 0001375103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 14546213 MAIL ADDRESS: STREET 1: C/O CA, INC. STREET 2: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 4 1 wf-form4_139059800687084.xml FORM 4 X0306 4 2014-01-23 0 0000356028 CA, INC. CA 0001375103 Olli Amy Fliegelman ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP & GENERAL COUNSEL Common Stock, $.10 par value 2014-01-23 4 M 0 41876 23.88 A 99469 D Common Stock, $.10 par value 2014-01-23 4 M 0 22149 21.78 A 121618 D Common Stock, $.10 par value 2014-01-23 4 M 0 16488 25.24 A 138106 D Common Stock, $.10 par value 2014-01-23 4 M 0 10309 24.41 A 148415 D Common Stock, $.10 par value 2014-01-23 4 S 0 90822 33.674 D 57593 D Employee Stock Option (right to buy) 23.88 2014-01-23 4 M 0 41876 0 A 2016-10-15 Common Stock, $.10 par value 41876.0 0 D Employee Stock Option (right to buy) 21.78 2014-01-23 4 M 0 22149 0 A 2018-06-14 Common Stock, $.10 par value 22149.0 10908 D Employee Stock Option (right to buy) 25.24 2014-01-23 4 M 0 16488 0 A 2019-05-22 Common Stock, $0.10 par value 16488.0 32004 D Employee Stock Option (right to buy) 24.41 2014-01-23 4 M 0 10309 0 A 2019-05-22 Common Stock, $0.10 par value 10309.0 20011 D Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $33.535 to $33.810. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option became exercisable over three years as follows: 34% on October 15, 2007, 33% on October 15, 2008 and 33% on October 15, 2009. The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014. The option becomes exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. /s/ Amy Fliegelman Olli by C.H.R. DuPree as attorney-in-fact 2014-01-24