0000356028-13-000199.txt : 20131118 0000356028-13-000199.hdr.sgml : 20131118 20131118160829 ACCESSION NUMBER: 0000356028-13-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131114 FILED AS OF DATE: 20131118 DATE AS OF CHANGE: 20131118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffiths Peter CENTRAL INDEX KEY: 0001414334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 131227117 MAIL ADDRESS: STREET 1: 3755 RIVERSIDE DRIVE STREET 2: P.O. BOX 9707, STATION T CITY: OTTAWA STATE: A6 ZIP: K1G 4K9 4 1 wf-form4_138480889708761.xml FORM 4 X0306 4 2013-11-14 0 0000356028 CA, INC. CA 0001414334 Griffiths Peter ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP & GRP EXEC, ENT SOL & TECH Common Stock, $.10 par value 2013-11-14 4 M 0 63989 21.78 A 112491.23 D Common Stock, $.10 par value 2013-11-14 4 M 0 50250 22.81 A 162741.23 D Common Stock, $.10 par value 2013-11-14 4 M 0 32976 25.24 A 195717.23 D Common Stock, $.10 par value 2013-11-14 4 M 0 20619 24.41 A 216336.23 D Common Stock, $.10 par value 2013-11-14 4 S 0 143316 32.708 D 73020.23 D Common Stock, $0.10 par value 435.162 I 401(k) Plan Employee Stock Option (right to buy) 22.81 2013-11-14 4 M 0 50250 0 A 2018-05-26 Common Stock, $.10 par value 50250.0 24750 D Employee Stock Option (right to buy) 21.78 2013-11-14 4 M 0 63989 0 A 2018-06-14 Common Stock, $.10 par value 63989.0 31516 D Employee Stock Option (right to buy) 25.24 2013-11-14 4 M 0 32976 0 A 2019-05-22 Common Stock, $0.10 par value 32976.0 64011 D Employee Stock Option (right to buy) 24.41 2013-11-14 4 M 0 20619 0 A 2019-05-22 Common Stock, $0.10 par value 20619.0 40023 D Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $32.70 to $32.72. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the Canadian CA Savings Harvest Plan, a Deferred Profit Sharing Plan. Information presented as of September 30, 2013. The option becomes exercisable over three years as follows: 34% on May 26, 2012, 33% on May 26, 2013 and 33% on May 26, 2014. The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014. The option becomes exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. /s/ Peter Griffiths by C.H.R. DuPree as attorney-in-fact 2013-11-18