0000356028-13-000197.txt : 20131029 0000356028-13-000197.hdr.sgml : 20131029 20131029160428 ACCESSION NUMBER: 0000356028-13-000197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131029 DATE AS OF CHANGE: 20131029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISCHER GEORGE J CENTRAL INDEX KEY: 0001495243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 131176405 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 4 1 wf-form4_138307705699850.xml FORM 4 X0306 4 2013-10-28 0 0000356028 CA, INC. CA 0001495243 FISCHER GEORGE J ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP & GRP EXEC, WW SALES & SER Common Stock, $.10 par value 2013-10-28 4 M 0 43082 21.77 A 140050 D Common Stock, $.10 par value 2013-10-28 4 M 0 22480 21.78 A 162530 D Common Stock, $.10 par value 2013-10-28 4 S 0 65562 31.252 D 96968 D Common Stock, $.10 par value 33.54 I 401(k) Plan Employee Stock Option (right to buy) 21.77 2013-10-28 4 M 0 43082 0 D 2016-08-02 Common Stock, $.10 par value 43082.0 0 D Employee Stock Option (right to buy) 21.78 2013-10-28 4 M 0 22480 0 D 2018-06-14 Common Stock, $.10 par value 22480.0 21817 D Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $31.250 to $31.258. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of October 28, 2013. This option became exercisable over a three-year period as follows: 34% on August 2, 2007, 33% on August 2, 2008 and 33% on August 2, 2009. The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014. /s/ George J. Fischer by C.H.R. DuPree as attorney-in-fact 2013-10-29