0000356028-13-000165.txt : 20130809
0000356028-13-000165.hdr.sgml : 20130809
20130809160619
ACCESSION NUMBER: 0000356028-13-000165
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130808
FILED AS OF DATE: 20130809
DATE AS OF CHANGE: 20130809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CA, INC.
CENTRAL INDEX KEY: 0000356028
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 132857434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: ONE CA PLAZA
CITY: ISLANDIA
STATE: NY
ZIP: 11749
BUSINESS PHONE: 1-800-225-5224
MAIL ADDRESS:
STREET 1: ONE CA PLAZA
CITY: ISLANDIA
STATE: NY
ZIP: 11749
FORMER COMPANY:
FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELSTER ADAM
CENTRAL INDEX KEY: 0001528223
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 131026588
MAIL ADDRESS:
STREET 1: 200 PRINCETON S. CORP CENTER, SUITE 400
CITY: EWING
STATE: NJ
ZIP: 08628
4
1
wf-form4_137607876903581.xml
FORM 4
X0306
4
2013-08-08
0
0000356028
CA, INC.
CA
0001528223
ELSTER ADAM
ONE CA PLAZA
ISLANDIA
NY
11749
0
1
0
0
EVP, MAINFRAME & CUST SUCCESS
Common Stock, $.10 par value
2013-08-08
4
M
0
7000
27.32
A
58389
D
Common Stock, $.10 par value
2013-08-08
4
M
0
1792
19.93
A
60181
D
Common Stock, $.10 par value
2013-08-08
4
M
0
27480
25.24
A
87661
D
Common Stock, $.10 par value
2013-08-08
4
M
0
17182
24.41
A
104843
D
Common Stock, $.10 par value
2013-08-08
4
S
0
53454
30.721
D
51389
D
Common Stock, $.10 par value
2013-08-08
4
S
0
7475
30.721
D
43914
D
Common Stock, $.10 par value
2727.759
I
401(k) Plan
Employee Stock Option (right to buy)
27.32
2013-08-08
4
M
0
7000
27.32
D
2014-02-12
Common Stock, $.10 par value
7000.0
0
D
Employee Stock Option (right to buy)
19.93
2013-08-08
4
M
0
1792
19.93
D
2018-08-17
Common Stock, $.10 par value
1792.0
3476
D
Employee Stock Option (right to buy)
25.24
2013-08-08
4
M
0
27480
25.24
D
2019-05-22
Common Stock, $0.10 par value
27480.0
53343
D
Employee Stock Option (right to buy)
24.41
2013-08-08
4
M
0
17182
24.41
D
2019-05-22
Common Stock, $0.10 par value
17182.0
33353
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $30.59 to $30.94.
The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $30.59 to $30.90.
Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of August 8, 2013.
This option vested over a three year period as follows: 34% on February 12, 2005, 33% on February 12, 2006 and 33% on February 12, 2007.
The option becomes exercisable over three years as follows: 34% on August 17, 2012, 33% on August 17, 2013 and 33% on August 17, 2014.
The option becomes exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
/s/ Adam Elster by C.H.R. DuPree as attorney-in-fact
2013-08-09