0000356028-13-000165.txt : 20130809 0000356028-13-000165.hdr.sgml : 20130809 20130809160619 ACCESSION NUMBER: 0000356028-13-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130808 FILED AS OF DATE: 20130809 DATE AS OF CHANGE: 20130809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELSTER ADAM CENTRAL INDEX KEY: 0001528223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 131026588 MAIL ADDRESS: STREET 1: 200 PRINCETON S. CORP CENTER, SUITE 400 CITY: EWING STATE: NJ ZIP: 08628 4 1 wf-form4_137607876903581.xml FORM 4 X0306 4 2013-08-08 0 0000356028 CA, INC. CA 0001528223 ELSTER ADAM ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP, MAINFRAME & CUST SUCCESS Common Stock, $.10 par value 2013-08-08 4 M 0 7000 27.32 A 58389 D Common Stock, $.10 par value 2013-08-08 4 M 0 1792 19.93 A 60181 D Common Stock, $.10 par value 2013-08-08 4 M 0 27480 25.24 A 87661 D Common Stock, $.10 par value 2013-08-08 4 M 0 17182 24.41 A 104843 D Common Stock, $.10 par value 2013-08-08 4 S 0 53454 30.721 D 51389 D Common Stock, $.10 par value 2013-08-08 4 S 0 7475 30.721 D 43914 D Common Stock, $.10 par value 2727.759 I 401(k) Plan Employee Stock Option (right to buy) 27.32 2013-08-08 4 M 0 7000 27.32 D 2014-02-12 Common Stock, $.10 par value 7000.0 0 D Employee Stock Option (right to buy) 19.93 2013-08-08 4 M 0 1792 19.93 D 2018-08-17 Common Stock, $.10 par value 1792.0 3476 D Employee Stock Option (right to buy) 25.24 2013-08-08 4 M 0 27480 25.24 D 2019-05-22 Common Stock, $0.10 par value 27480.0 53343 D Employee Stock Option (right to buy) 24.41 2013-08-08 4 M 0 17182 24.41 D 2019-05-22 Common Stock, $0.10 par value 17182.0 33353 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $30.59 to $30.94. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $30.59 to $30.90. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of August 8, 2013. This option vested over a three year period as follows: 34% on February 12, 2005, 33% on February 12, 2006 and 33% on February 12, 2007. The option becomes exercisable over three years as follows: 34% on August 17, 2012, 33% on August 17, 2013 and 33% on August 17, 2014. The option becomes exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. /s/ Adam Elster by C.H.R. DuPree as attorney-in-fact 2013-08-09