SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FISCHER GEORGE J

(Last) (First) (Middle)
ONE CA PLAZA

(Street)
ISLANDIA NY 11749

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CA, INC. [ CA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & GRP EXEC, WW SALES & SER
3. Date of Earliest Transaction (Month/Day/Year)
08/02/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.10 par value 08/02/2013 M 30,000 A $27.32 126,968 D
Common Stock, $.10 par value 08/02/2013 M 11,926 A $27.26 138,894 D
Common Stock, $.10 par value 08/02/2013 M 20,572 A $19.46 159,466 D
Common Stock, $.10 par value 08/02/2013 M 21,817 A $21.78 181,283 D
Common Stock, $.10 par value 08/02/2013 S 84,315 D $30.38(1)(2) 96,968 D
Common Stock, $.10 par value 33.265 I 401(k) Plan(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $27.32 08/02/2013 M 30,000 (4) 02/12/2014 Common Stock, $.10 par value 30,000 $0 0 D
Employee Stock Option (right to buy) $27.26 08/02/2013 M 11,926 (5) 04/01/2015 Common Stock, $.10 par value 11,926 $0 0 D
Employee Stock Option (right to buy) $19.46 08/02/2013 M 20,572 (6) 06/25/2017 Common Stock, $.10 par value 20,572 $0 0 D
Employee Stock Option (right to buy) $21.78 08/02/2013 M 21,817 (7) 06/14/2018 Common Stock, $.10 par value 21,817 $0 0 D
Explanation of Responses:
1. Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $30.352 to $30.429.
2. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
3. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of August 5, 2013.
4. This option became exercisable over a three-year period as follows: 34% on February 12, 2005, 33% on February 12, 2006 and 33% on February 12, 2007.
5. This option became exercisable over a three-year period as follows: 34% on April 1, 2006, 33% on April 1, 2007 and 33% on April 1, 2008.
6. This option became exercisable over a three-year period as follows: 34% on June 25, 2011, 33% on June 25, 2012 and 33% on June 25, 2013.
7. The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.
Remarks:
/s/ George J. Fischer by C.H.R. DuPree as attorney-in-fact 08/06/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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