0000356028-13-000163.txt : 20130806 0000356028-13-000163.hdr.sgml : 20130806 20130806160724 ACCESSION NUMBER: 0000356028-13-000163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130802 FILED AS OF DATE: 20130806 DATE AS OF CHANGE: 20130806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISCHER GEORGE J CENTRAL INDEX KEY: 0001495243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 131013557 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 4 1 wf-form4_137581963403038.xml FORM 4 X0306 4 2013-08-02 0 0000356028 CA, INC. CA 0001495243 FISCHER GEORGE J ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP & GRP EXEC, WW SALES & SER Common Stock, $.10 par value 2013-08-02 4 M 0 30000 27.32 A 126968 D Common Stock, $.10 par value 2013-08-02 4 M 0 11926 27.26 A 138894 D Common Stock, $.10 par value 2013-08-02 4 M 0 20572 19.46 A 159466 D Common Stock, $.10 par value 2013-08-02 4 M 0 21817 21.78 A 181283 D Common Stock, $.10 par value 2013-08-02 4 S 0 84315 30.38 D 96968 D Common Stock, $.10 par value 33.265 I 401(k) Plan Employee Stock Option (right to buy) 27.32 2013-08-02 4 M 0 30000 0 D 2014-02-12 Common Stock, $.10 par value 30000.0 0 D Employee Stock Option (right to buy) 27.26 2013-08-02 4 M 0 11926 0 D 2015-04-01 Common Stock, $.10 par value 11926.0 0 D Employee Stock Option (right to buy) 19.46 2013-08-02 4 M 0 20572 0 D 2017-06-25 Common Stock, $.10 par value 20572.0 0 D Employee Stock Option (right to buy) 21.78 2013-08-02 4 M 0 21817 0 D 2018-06-14 Common Stock, $.10 par value 21817.0 0 D Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $30.352 to $30.429. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of August 5, 2013. This option became exercisable over a three-year period as follows: 34% on February 12, 2005, 33% on February 12, 2006 and 33% on February 12, 2007. This option became exercisable over a three-year period as follows: 34% on April 1, 2006, 33% on April 1, 2007 and 33% on April 1, 2008. This option became exercisable over a three-year period as follows: 34% on June 25, 2011, 33% on June 25, 2012 and 33% on June 25, 2013. The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014. /s/ George J. Fischer by C.H.R. DuPree as attorney-in-fact 2013-08-06