0000356028-13-000114.txt : 20130618 0000356028-13-000114.hdr.sgml : 20130618 20130618160734 ACCESSION NUMBER: 0000356028-13-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130614 FILED AS OF DATE: 20130618 DATE AS OF CHANGE: 20130618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamm Jacob CENTRAL INDEX KEY: 0001405285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 13919489 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-06-14 0000356028 CA, INC. CA 0001405285 Lamm Jacob ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP, STRATEGY & CORPORATE DEV Common Stock, $.10 par value 2013-06-14 4 M 0 8181 21.78 A 47192 D Common Stock, $.10 par value 2013-06-14 4 S 0 8181 28.47 D 39011 D Common Stock, $.10 par value 164.926 I 401(k) Plan Employee Stock Option (right to buy) 21.78 2013-06-14 4 M 0 8181 0 D 2018-06-14 Common Stock, $.10 par value 8181 8181 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 14, 2013. This becomes exercisable over a three-year period as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014. /s/ Jacob Lamm by Brandt Schmidt as attorney-in-fact 2013-06-18