0000356028-13-000107.txt : 20130611 0000356028-13-000107.hdr.sgml : 20130611 20130611160559 ACCESSION NUMBER: 0000356028-13-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130607 FILED AS OF DATE: 20130611 DATE AS OF CHANGE: 20130611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamm Jacob CENTRAL INDEX KEY: 0001405285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 13906170 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-06-07 0000356028 CA, INC. CA 0001405285 Lamm Jacob ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP, STRATEGY & CORPORATE DEV Common Stock, $.10 par value 2013-06-07 4 M 0 2720 27.32 A 41731 D Common Stock, $.10 par value 2013-06-07 4 S 0 2720 28.206 D 39011 D Common Stock, $.10 par value 2013-06-07 4 M 0 12280 27.32 A 51291 D Common Stock, $.10 par value 2013-06-07 4 S 0 12280 28.16 D 39011 D Common Stock, $.10 par value 163.519 I 401(k) Plan Employee Stock Option (right to buy) 27.32 2013-06-07 4 M 0 2720 0 D 2014-02-12 Common Stock, $.10 par value 2720 0 D Employee Stock Option (right to buy) 27.32 2013-06-07 4 M 0 12280 0 D 2014-02-12 Common Stock, $.10 par value 12280 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of June 6, 2013. This option became exercisable over a three-year period as follows: 34% on February 12, 2005, 33% on February 12, 2006 and 33% on February 12, 2007. This option became exercisable over a three-year period as follows: 34% on February 12, 2005, 33% on February 12, 2006 and 33% on February 12, 2007. /s/ Jacob Lamm by Brandt Schmidt as attorney-in-fact 2013-06-11