0000356028-13-000094.txt : 20130522 0000356028-13-000094.hdr.sgml : 20130522 20130522165849 ACCESSION NUMBER: 0000356028-13-000094 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130513 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamm Jacob CENTRAL INDEX KEY: 0001405285 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 13865445 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2013-05-13 2013-05-15 0000356028 CA, INC. CA 0001405285 Lamm Jacob ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP, STRATEGY & CORPORATE DEV Common Stock, $.10 par value 2013-05-14 4 M 0 28286 21.77 A 81766 D Common Stock, $.10 par value 2013-05-14 4 M 0 10000 24.28 A 91766 D Common Stock, $.10 par value 2013-05-14 4 M 0 16040 19.46 A 107806 D Common Stock, $.10 par value 2013-05-14 4 M 0 8430 21.78 A 116236 D Common Stock, $.10 par value 2013-05-14 4 S 0 77225 27.15 D 39011 D Common Stock, $.10 par value 163.519 I 401(k) Plan Employee Stock Option (right to buy) 26.98 2013-05-13 4 A 0 62379 0 A 2023-05-13 Common Stock, $.10 par value 62379 62379 D Employee Stock Option (right to buy) 21.77 2013-05-14 4 M 0 28286 0 D 2016-08-02 Common Stock, $.10 par value 28286 0 D Employee Stock Option (right to buy) 24.28 2013-05-14 4 M 0 10000 0 D 2016-09-14 Common Stock, $.10 par value 10000 0 D Employee Stock Option (right to buy) 19.46 2013-05-14 4 M 0 16040 0 D 2017-06-25 Common Stock, $.10 par value 16040 15566 D Employee Stock Option (right to buy) 21.78 2013-05-14 4 M 0 8430 0 D 2018-06-14 Common Stock, $.10 par value 8430 16362 D The transactions reported on this line were effected pursuant to a Rule 10b5-1 trading plan. Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $26.970 to $27.275. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 7, 2013. This option becomes exercisable over three years as follows: 34% on May 13, 2014, 33% on May 13, 2015 and 33% on May 13, 2016. This option became exercisable over a three-year period as follows: 34% on August 2, 2007, 33% on August 2, 2008 and 33% on August 2, 2009. This option became exercisable over a three-year period as follows: 34% on September 14, 2007, 33% on September 14, 2008 and 33% on September 14, 2009. This option becomes exercisable over a three-year period as follows: 34% on June 25, 2011, 33% on June 25, 2012 and 33% on June 25, 2013. This option becomes exercisable over a three-year period as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014. /s/ Jacob Lamm by Brandt Schmidt as attorney-in-fact 2013-05-22