0000356028-13-000094.txt : 20130522
0000356028-13-000094.hdr.sgml : 20130522
20130522165849
ACCESSION NUMBER: 0000356028-13-000094
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130513
FILED AS OF DATE: 20130522
DATE AS OF CHANGE: 20130522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lamm Jacob
CENTRAL INDEX KEY: 0001405285
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 13865445
MAIL ADDRESS:
STREET 1: ONE CA PLAZA
CITY: ISLANDIA
STATE: NY
ZIP: 11749
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CA, INC.
CENTRAL INDEX KEY: 0000356028
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 132857434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: ONE CA PLAZA
CITY: ISLANDIA
STATE: NY
ZIP: 11749
BUSINESS PHONE: 1-800-225-5224
MAIL ADDRESS:
STREET 1: ONE CA PLAZA
CITY: ISLANDIA
STATE: NY
ZIP: 11749
FORMER COMPANY:
FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2013-05-13
2013-05-15
0000356028
CA, INC.
CA
0001405285
Lamm Jacob
ONE CA PLAZA
ISLANDIA
NY
11749
0
1
0
0
EVP, STRATEGY & CORPORATE DEV
Common Stock, $.10 par value
2013-05-14
4
M
0
28286
21.77
A
81766
D
Common Stock, $.10 par value
2013-05-14
4
M
0
10000
24.28
A
91766
D
Common Stock, $.10 par value
2013-05-14
4
M
0
16040
19.46
A
107806
D
Common Stock, $.10 par value
2013-05-14
4
M
0
8430
21.78
A
116236
D
Common Stock, $.10 par value
2013-05-14
4
S
0
77225
27.15
D
39011
D
Common Stock, $.10 par value
163.519
I
401(k) Plan
Employee Stock Option (right to buy)
26.98
2013-05-13
4
A
0
62379
0
A
2023-05-13
Common Stock, $.10 par value
62379
62379
D
Employee Stock Option (right to buy)
21.77
2013-05-14
4
M
0
28286
0
D
2016-08-02
Common Stock, $.10 par value
28286
0
D
Employee Stock Option (right to buy)
24.28
2013-05-14
4
M
0
10000
0
D
2016-09-14
Common Stock, $.10 par value
10000
0
D
Employee Stock Option (right to buy)
19.46
2013-05-14
4
M
0
16040
0
D
2017-06-25
Common Stock, $.10 par value
16040
15566
D
Employee Stock Option (right to buy)
21.78
2013-05-14
4
M
0
8430
0
D
2018-06-14
Common Stock, $.10 par value
8430
16362
D
The transactions reported on this line were effected pursuant to a Rule 10b5-1 trading plan.
Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $26.970 to $27.275.
The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 7, 2013.
This option becomes exercisable over three years as follows: 34% on May 13, 2014, 33% on May 13, 2015 and 33% on May 13, 2016.
This option became exercisable over a three-year period as follows: 34% on August 2, 2007, 33% on August 2, 2008 and 33% on August 2, 2009.
This option became exercisable over a three-year period as follows: 34% on September 14, 2007, 33% on September 14, 2008 and 33% on September 14, 2009.
This option becomes exercisable over a three-year period as follows: 34% on June 25, 2011, 33% on June 25, 2012 and 33% on June 25, 2013.
This option becomes exercisable over a three-year period as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.
/s/ Jacob Lamm by Brandt Schmidt as attorney-in-fact
2013-05-22