0001209191-22-053545.txt : 20221013 0001209191-22-053545.hdr.sgml : 20221013 20221013141423 ACCESSION NUMBER: 0001209191-22-053545 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221011 FILED AS OF DATE: 20221013 DATE AS OF CHANGE: 20221013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halverson Kenneth CENTRAL INDEX KEY: 0001588888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12906 FILM NUMBER: 221308820 MAIL ADDRESS: STREET 1: 40W267 KESLINGER RD. CITY: LAFOX STATE: IL ZIP: 60147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS, LTD. CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0527 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD STREET 2: PO BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 630 208-2200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD STREET 2: P.O. BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 FORMER COMPANY: FORMER CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-11 0 0000355948 RICHARDSON ELECTRONICS, LTD. RELL 0001588888 Halverson Kenneth 40W267 KESLINGER ROAD PO BOX 393 LAFOX IL 60147 1 0 0 0 Common Stock 2022-10-11 4 M 0 25000 11.14 A 25000 D Common Stock 2022-10-11 4 S 0 25000 19.5229 D 0 D Employee Stock Option (Right to Buy) 11.14 2022-10-11 4 M 0 25000 0.00 D 2023-10-08 Common Stock 25000 0 D The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.075 to $19.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Options vest 20% per year, beginning 10/08/2014 /s/ Robert J. Ben, attorney-in-fact for Kenneth Halverson 2022-10-13