0001209191-21-071362.txt : 20211228 0001209191-21-071362.hdr.sgml : 20211228 20211228124023 ACCESSION NUMBER: 0001209191-21-071362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20211228 DATE AS OF CHANGE: 20211228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diddell Wendy CENTRAL INDEX KEY: 0001291981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12906 FILM NUMBER: 211523695 MAIL ADDRESS: STREET 1: C/O RICHARDSON ELECTRONICS, LTD. STREET 2: PO BOX 393, 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0528 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD STREET 2: PO BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 630 208-2200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD STREET 2: P.O. BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-27 0 0000355948 RICHARDSON ELECTRONICS LTD/DE RELL 0001291981 Diddell Wendy 40W267 KESLINGER ROAD PO BOX 393 LAFOX IL 60147 1 1 0 0 COO Common Stock 2021-12-27 4 M 0 4981 9.89 A 94419 D Common Stock 2021-12-27 4 M 0 4841 5.98 A 99260 D Common Stock 2021-12-27 4 M 0 4648 6.90 A 103908 D Common Stock 2021-12-27 4 M 0 2294 5.61 A 106202 D Common Stock 2021-12-27 4 M 0 1550 4.26 A 107752 D Common Stock 2021-12-27 4 S 0 18314 12.5595 D 89438 D Employee Stock Option (Right to Buy) 9.89 2021-12-27 4 M 0 4981 0.00 D 2024-10-06 Common Stock 4981 0 D Employee Stock Option (Right to Buy) 5.98 2021-12-27 4 M 0 4841 0.00 D 2025-10-05 Common Stock 4841 0 D Employee Stock Option (Right to Buy) 6.90 2021-12-27 4 M 0 4648 0.00 D 2026-10-03 Common Stock 4648 0 D Employee Stock Option (Right to Buy) 5.61 2021-12-27 4 M 0 2294 0.00 D 2029-07-22 Common Stock 2294 12000 D Employee Stock Option (Right to Buy) 4.26 2021-12-27 4 M 0 1550 0.00 D 2030-07-21 Common Stock 1550 16000 D These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.63, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range. Options vest 20% per year, beginning 10/06/2015 Options vest 20% per year, beginning 10/05/2016 Options vest 20% per year, beginning 10/03/2017 Options vest 20% per year, beginning 07/22/2020 Options vest 20% per year, beginning 07/21/2021 /s/ Wendy S. Diddell 2021-12-28