0001209191-21-071362.txt : 20211228
0001209191-21-071362.hdr.sgml : 20211228
20211228124023
ACCESSION NUMBER: 0001209191-21-071362
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211227
FILED AS OF DATE: 20211228
DATE AS OF CHANGE: 20211228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Diddell Wendy
CENTRAL INDEX KEY: 0001291981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12906
FILM NUMBER: 211523695
MAIL ADDRESS:
STREET 1: C/O RICHARDSON ELECTRONICS, LTD.
STREET 2: PO BOX 393, 40W267 KESLINGER ROAD
CITY: LAFOX
STATE: IL
ZIP: 60147
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE
CENTRAL INDEX KEY: 0000355948
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065]
IRS NUMBER: 362096643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0528
BUSINESS ADDRESS:
STREET 1: 40W267 KESLINGER RD
STREET 2: PO BOX 393
CITY: LAFOX
STATE: IL
ZIP: 60147
BUSINESS PHONE: 630 208-2200
MAIL ADDRESS:
STREET 1: 40W267 KESLINGER ROAD
STREET 2: P.O. BOX 393
CITY: LAFOX
STATE: IL
ZIP: 60147
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-27
0
0000355948
RICHARDSON ELECTRONICS LTD/DE
RELL
0001291981
Diddell Wendy
40W267 KESLINGER ROAD PO BOX 393
LAFOX
IL
60147
1
1
0
0
COO
Common Stock
2021-12-27
4
M
0
4981
9.89
A
94419
D
Common Stock
2021-12-27
4
M
0
4841
5.98
A
99260
D
Common Stock
2021-12-27
4
M
0
4648
6.90
A
103908
D
Common Stock
2021-12-27
4
M
0
2294
5.61
A
106202
D
Common Stock
2021-12-27
4
M
0
1550
4.26
A
107752
D
Common Stock
2021-12-27
4
S
0
18314
12.5595
D
89438
D
Employee Stock Option (Right to Buy)
9.89
2021-12-27
4
M
0
4981
0.00
D
2024-10-06
Common Stock
4981
0
D
Employee Stock Option (Right to Buy)
5.98
2021-12-27
4
M
0
4841
0.00
D
2025-10-05
Common Stock
4841
0
D
Employee Stock Option (Right to Buy)
6.90
2021-12-27
4
M
0
4648
0.00
D
2026-10-03
Common Stock
4648
0
D
Employee Stock Option (Right to Buy)
5.61
2021-12-27
4
M
0
2294
0.00
D
2029-07-22
Common Stock
2294
12000
D
Employee Stock Option (Right to Buy)
4.26
2021-12-27
4
M
0
1550
0.00
D
2030-07-21
Common Stock
1550
16000
D
These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.63, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.
Options vest 20% per year, beginning 10/06/2015
Options vest 20% per year, beginning 10/05/2016
Options vest 20% per year, beginning 10/03/2017
Options vest 20% per year, beginning 07/22/2020
Options vest 20% per year, beginning 07/21/2021
/s/ Wendy S. Diddell
2021-12-28