0001209191-21-069019.txt : 20211210 0001209191-21-069019.hdr.sgml : 20211210 20211210162100 ACCESSION NUMBER: 0001209191-21-069019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diddell Wendy CENTRAL INDEX KEY: 0001291981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12906 FILM NUMBER: 211485607 MAIL ADDRESS: STREET 1: C/O RICHARDSON ELECTRONICS, LTD. STREET 2: PO BOX 393, 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0528 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD STREET 2: PO BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 630 208-2200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD STREET 2: P.O. BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-08 0 0000355948 RICHARDSON ELECTRONICS LTD/DE RELL 0001291981 Diddell Wendy 40W267 KESLINGER ROAD PO BOX 393 LAFOX IL 60147 1 1 0 0 COO Common Stock 2021-12-08 4 M 0 19519 9.89 A 108957 D Common Stock 2021-12-08 4 M 0 19659 5.98 A 128616 D Common Stock 2021-12-08 4 M 0 19852 6.90 A 148468 D Common Stock 2021-12-08 4 M 0 5606 5.61 A 154074 D Common Stock 2021-12-08 4 M 0 2450 4.26 A 156524 D Common Stock 2021-12-08 4 S 0 67086 12.5422 D 89438 D Employee Stock Option (Right to Buy) 9.89 2021-12-08 4 M 0 19519 0.00 D 2024-10-06 Common Stock 19519 5481 D Employee Stock Option (Right to Buy) 5.98 2021-12-08 4 M 0 19659 0.00 D 2025-10-05 Common Stock 19659 5341 D Employee Stock Option (Right to Buy) 6.90 2021-12-08 4 M 0 19852 0.00 D 2026-10-03 Common Stock 19852 5148 D Employee Stock Option (Right to Buy) 5.61 2021-12-08 4 M 0 5606 0.00 D 2029-07-22 Common Stock 5606 14394 D Employee Stock Option (Right to Buy) 4.26 2021-12-08 4 M 0 2450 0.00 D 2030-07-21 Common Stock 2450 17550 D These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction. The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.68, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range. Options vest 20% per year, beginning 10/06/2015 Options vest 20% per year, beginning 10/05/2016 Options vest 20% per year, beginning 10/03/2017 Options vest 20% per year, beginning 07/22/2020 Options vest 20% per year, beginning 07/21/2021 /s/ Wendy S. Diddell 2021-12-10