0001209191-21-062164.txt : 20211101 0001209191-21-062164.hdr.sgml : 20211101 20211101120551 ACCESSION NUMBER: 0001209191-21-062164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211028 FILED AS OF DATE: 20211101 DATE AS OF CHANGE: 20211101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben Robert J CENTRAL INDEX KEY: 0001512170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12906 FILM NUMBER: 211366092 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD PO BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0528 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD STREET 2: PO BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 630 208-2200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD STREET 2: P.O. BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-28 0 0000355948 RICHARDSON ELECTRONICS LTD/DE RELL 0001512170 Ben Robert J 40W267 KESLINGER ROAD PO BOX 393 LAFOX IL 60147 0 1 0 0 CFO, CAO, Corporate Secretary Common Stock 2021-10-28 4 M 0 1782 6.90 A 44444 D Common Stock 2021-10-28 4 S 0 1782 11.07 D 42662 D Common Stock 2021-10-29 4 M 0 2218 6.90 A 44880 D Common Stock 2021-10-29 4 S 0 2218 11.06 D 42662 D Employee Stock Option (Right to Buy) 6.90 2021-10-28 4 M 0 1782 0.00 D 2026-10-03 Common Stock 1782 7218 D Employee Stock Option (Right to Buy) 6.90 2021-10-29 4 M 0 2218 0.00 D 2026-10-03 Common Stock 2218 5000 D The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.06 to $11.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Option vests 20% per year, beginning 10/03/2017 /s/ Robert J. Ben 2021-11-01