0001209191-21-061229.txt : 20211021 0001209191-21-061229.hdr.sgml : 20211021 20211021121932 ACCESSION NUMBER: 0001209191-21-061229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211019 FILED AS OF DATE: 20211021 DATE AS OF CHANGE: 20211021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruppert Jens Frank CENTRAL INDEX KEY: 0001690429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12906 FILM NUMBER: 211336363 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD, P.O. BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0528 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD STREET 2: PO BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 630 208-2200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD STREET 2: P.O. BOX 393 CITY: LAFOX STATE: IL ZIP: 60147 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-19 0 0000355948 RICHARDSON ELECTRONICS LTD/DE RELL 0001690429 Ruppert Jens Frank 40W267 KESLINGER ROAD PO BOX 393 LAFOX IL 60147 0 1 0 0 EVP Canvys Common Stock 2021-10-19 4 M 0 10000 5.49 A 47500 D Common Stock 2021-10-19 4 S 0 10000 12.0513 D 37500 D Employee Stock Option (Right to Buy) 5.49 2021-10-19 4 M 0 10000 0.00 D 2025-08-17 Common Stock 10000 0 D The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.03 to $12.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Option vests 20% per year, beginning 8/17/2016 /s/ Robert J. Ben, attorney-in-fact for Jens Ruppert 2021-10-21