-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OybvVOp+40vEjQnZjZ1zTfDlUqujxpqzaK9gt2MuJ9T1zug6Hitg6fx0rBj83qMp NvMuUKYsmCAh310Q1z7+1A== 0001193125-07-252161.txt : 20071121 0001193125-07-252161.hdr.sgml : 20071121 20071121160409 ACCESSION NUMBER: 0001193125-07-252161 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071121 DATE AS OF CHANGE: 20071121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-130219 FILM NUMBER: 071263471 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 7082082200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 POS AM 1 dposam.htm POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1 Post-Effective Amendment No. 3 to Form S-1

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 21, 2007

Registration Statement No. 333-130219


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


Post-Effective Amendment No. 3

to

FORM S-1

Registration Statement

Under the

Securities Act of 1933

 


RICHARDSON ELECTRONICS, LTD.

(Exact name of registrant as specified in its charter)

 

Delaware   5065   36-2096643

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

 


40W267 Keslinger Road

P.O. Box 393

LaFox, Illinois 60147-0393

(630) 208-2200

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 


Kyle C. Badger, Esq.

Executive Vice President, General Counsel & Secretary

Richardson Electronics, Ltd.

P.O. Box 393

LaFox, Illinois 60147-0393

(630) 208-2200

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


Copies to:

Scott Hodes, Esq.

C. Brendan Johnson, Esq.

Bryan Cave LLP

161 North Clark Street, Suite 4800

Chicago, Illinois 60601

Tel: (312) 602-5000

Fax: (312) 602-5050

 



Richardson Electronics, Ltd. (the “Company”) files this post-effective amendment No. 3 to the registration statement on Form S-1 (File No. 333-130219) (as amended, the “Registration Statement”) to deregister securities which were registered under the Registration Statement but were not sold under the Registration Statement. The offering contemplated by the Registration Statement was the resale of up to $19,000,000 aggregate principal amount of the Company’s 8% Convertible Senior Subordinated Notes due 2011 (the “Notes”) and the common stock issuable upon conversion thereof (together, the “Securities”).

In connection with the original issuance of the Notes on November 21, 2005, the Company entered into a Resale Registration Rights Agreement with initial holders of the Notes. On November 21, 2007, the Company’s obligation to maintain the effectiveness of the Registration Agreement expired and therefore the Company is terminating this offering. Those selling securityholders that are not “affiliates” of the Company, as defined in Rule 144 under the Securities Act of 1933, may continue to sell the Securities as may be permitted by Rule 144(k).

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this post-effective amendment no. 3 to the registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the County of Kane, State of Illinois, on November 21, 2007.

 

RICHARDSON ELECTRONICS, LTD.
By:  

/S/ EDWARD J. RICHARDSON

Name:   Edward J. Richardson
Title:  

Chairman of the Board and

Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

/s/ EDWARD J. RICHARDSON

Edward J. Richardson

  

Chairman of the Board and Chief Executive Officer

(principal executive officer)

   November 21, 2007

/s/ KATHLEEN S. DVORAK

Kathleen S. Dvorak

  

Chief Financial Officer

(principal financial and accounting officer)

   November 21, 2007

/s/ ARNOLD R. ALLEN*

Arnold R. Allen

   Director    November 21, 2007

/s/ JACQUES BOUYER*

Jacques Bouyer

   Director    November 21, 2007


/s/ SCOTT HODES*

Scott Hodes

   Director    November 21, 2007

/s/ AD KETELAARS*

Ad Ketelaars

   Director    November 21, 2007

/s/ JOHN R. PETERSON*

John R. Peterson

   Director    November 21, 2007

/s/ HAROLD L. PURKEY*

Harold L. Purkey

   Director    November 21, 2007

/s/ SAMUEL RUBINOVITZ*

Samuel Rubinovitz

   Director    November 21, 2007

* Signed by Kyle C. Badger as attorney-in-fact.
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