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Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
Originator-Key-Asymmetric:
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0000355948-05-000024.txt : 20050518
0000355948-05-000024.hdr.sgml : 20050518
20050517180640
ACCESSION NUMBER: 0000355948-05-000024
CONFORMED SUBMISSION TYPE: 10-Q/A
PUBLIC DOCUMENT COUNT: 7
CONFORMED PERIOD OF REPORT: 20050226
FILED AS OF DATE: 20050518
DATE AS OF CHANGE: 20050517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE
CENTRAL INDEX KEY: 0000355948
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065]
IRS NUMBER: 362096643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 10-Q/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12906
FILM NUMBER: 05839834
BUSINESS ADDRESS:
STREET 1: 40W267 KESLINGER RD
CITY: LAFOX
STATE: IL
ZIP: 60147
BUSINESS PHONE: 7082082200
MAIL ADDRESS:
STREET 1: 40W267 KESLINGER ROAD
CITY: LAFOX
STATE: IL
ZIP: 60147
10-Q/A
1
form10qa.htm
RELL FORM 10-Q/A FY05Q3
RELL FORM 10-Q/A FY05Q3 |
File:20050517-FY05Q3 |
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UNITED
STATES
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SECURITIES AND EXCHANGE
COMMISSION
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Washington, D.C.
20549
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(Mark One)
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[
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X
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]
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Quarterly report pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
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For the quarterly
period ended :
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February 26, 2005
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[
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]
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Transition report pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
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For the transition
period from :
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to
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RICHARDSON ELECTRONICS, LTD.
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(Exact name of registrant as
specified in its charter)
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Delaware
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0-12906
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36-2096643
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(State or other
jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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40W267 Keslinger Road, P.O. Box 393,
LaFox, Illinois
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60147-0393
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(Address of principal executive
offices)
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(Zip Code)
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Registrant's telephone number,
including area code:
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(630) 208-2200
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(Former name or former address, if changed since last report.)
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Indicate by check mark whether the
registrant (1) has filed all reports required to be filed by Section 13
or 15(d) of the Securities Exchange Act of 1934 during the preceding 12
months (or for such shorter period that the registrant was required to
file such
reports), and (2) has been subject to such filing requirements for the
past 90 days.
[ ] Yes [ X ] No
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Indicate by check mark whether the
registrant is an accelerated filer (as defined in Rule 12b-2 of the
Exchange Act).
[ X ] Yes [ ] No
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As of May 13, 2005, there were outstanding 17,324,822 shares of Common Stock, $.05 par value,
inclusive of 3,119,902 shares of Class B Common Stock, $.05 par value,
which are convertible into Common Stock of the registrant on a share for share basis.
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TABLE OF CONTENTS
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Page
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SIGNATURE
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2
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EXHIBIT INDEX
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2
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Exhibit 31.1 - Certification of Edward J. Richardson pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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Exhibit 31.2 - Certification of Kelly Phillips pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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EXPLANATORY NOTE
Richardson Electronics, Ltd. (the "Company") is filing this Amendment to its Quarterly Report on Form 10-Q for the fiscal quarter ended February 26, 2005, originally filed May 16, 2005, to file new Exhibits 31.1 and 31.2 that conform to the form of certification required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. This Form 10-Q/A speaks as of the original filing date and has not been updated to relect events occuring subsequent to the original filing date.
The following is a list of the item of the quarterly report amended hereby:
PART II - OTHER INFORMATION
Item 6. EXHIBITS
(c) Exhibit Index.
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31.1 - Certification of Edward J. Richardson pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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31.2 - Certification of Kelly Phillips pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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SIGNATURE
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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RICHARDSON ELECTRONICS, LTD.
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Date:
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May 17, 2005
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By:
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/s/ KELLY PHILLIPS
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Name:
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Kelly Phillips
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Title:
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Chief Financial Officer
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(on behalf of the Registrant and as Principal financial and accounting officer)
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2
10-Q/A
2
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MOI,0==2.]P-?2SZGKI#O6H'^CU5"[PWW4#X\\7\%&`"V?RV9"@T*96YD%LP(#`@-C$R(#%LP(#`@-C$R(#'1=+T5X
M=$=3=&%T93P\+T=3,2`R,2`P(%(^/CX^#65N9&]B:@TS(#`@;V)J/#PO3&5N
M9W1H(#$T-C(O1FEL=&5R+T9L871E1&5C;V1E/CYS=')E86T-"DB)O%=;DYI(
M%'[W5YS*DVZ-;7<##>3-<9B,B5&C;%52F7U`;)5=!0=PC?OK]W0##JA)U::V
M0FHF/$#%@#2*AWIRI#'Y;
ME$G,:R*$5T'IG$%UP*`FL4VP!2.<*UA?X6Q#Q_]3Q4.4\6#$*>.A3]SDJ,0V
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M\;((8;X)\IH1EED8$2;Q2MF)$K0]ZHR1"1OA3N7+(4I1ZT]'F8"O<+L&X0Q2
MKP_97@9_91!DE;S*ZPK[99!+[=$&:>(DAX64,1SVZGZI;,+^C5:!_!M#@U+"
M\)`JONRPR-`%%:\JW4I_;VD@URC=,-S7:&VWR5'QH6\!;*,LKTR/H>0_3S
M6PU08=28;]:HR4QBB**]X_/KVAZ]:+SP:UM?B8^P7_'I>UF6S[G*#
M<#6W&S3E,ZW!J_`LF]&N*/$28ZDJ/8]DAIF'Z1"O904TA80L6L=8LAA;U5L7\P_0-_-AD/!W,<6_X#:6):9Q9F/:EJJL^!KST/V`+?GFTQ"VF"X/)JE>L*%-/'
M+J8/7`13$,O&_5"3?FU(OGPZ70=WJ_;]"=6I-:VQ^#F&4>YT[5[6NS"'$M<4
MYMF<#^JU@W>ZF>B#P1V"NQ3#M<$6E!4;PVCTY5;?,2RJ&FB#%J8W9%JN6CX:
M=$_#T6@XG3QV,I"*^M\]EK"
M:@VHU2UUM0JLZRF._##:ZYE>F:B(@S!,L##5M$X*BY\[S?G&\8L+/[2P[1K4
ML5\W<_Q\^'<`N)&JC`H-"F5N9'-T2A!7!E+T9O;G0O16YC;V1I;FFMC.60G
M/SX*/#]A9&]B92UX87`M9FEL=&5R&UL;G,Z>#TG861O8F4Z;G,Z;65T82\G('@Z>&UP=&L])UA-4"!T;V]L
M:VET(#(N.2XQ+3$S+"!F&UL;G,Z:5@])VAT='`Z+R]N&UL;G,Z>&%P/2=H='1P.B\O
M;G,N861O8F4N8V]M+WAA<"\Q+C`O)R!X87`Z0W)E871E1&%T93TG,C`P-2TP
M-2TQ-U0Q-SHP-3HP,RTP-3HP,"<@>&%P.D-R96%T;W)4;V]L/2=04V-R:7!T
M-2YD;&P@5F5R&%P.DUO9&EF>41A=&4])S(P,#4M,#4M
M,3=4,3&%P34TZ1&]C=6UE;G1)1#TG=75I9#IE
M-S)A,F,X9"TY8F4P+30W-S`M.38P9BUF8S$P8V%C,&4R93DG+SX-"CQR9&8Z
M1&5S8W)I<'1I;VX@&UL;G,Z9&,])VAT='`Z+R]P=7)L+F]R
M9R]D8R]E;&5M96YT&UL.FQA;F<])W@M9&5F
M875L="<^4D5,3"!&3U)-(#$P+5$O02!&63`U43,\+W)D9CIL:3X\+W)D9CI!
M;'0^/"]D8SIT:71L93X\9&,Z8W)E871O'!A8VME="!E;F0])W
EX-31
3
exhibit31_1.htm
Exhibit 31.1
Exhibit 31.1
CERTIFICATION PURSUANT TO
SECTION 302(a) OF THE SARBANES-OXLEY ACT OF 2002
I, Edward J. Richardson, certify that:
1.
|
I have reviewed this quarterly report on Form 10-Q of Richardson Electronics, Ltd. for the period ended February 26, 2005;
|
|
|
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
|
|
|
3.
|
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
|
|
|
|
4.
|
The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have:
|
|
|
|
|
a)
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
|
|
|
|
b)
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
|
|
|
|
c)
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
|
|
|
|
|
d)
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
|
|
|
5.
|
The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent functions):
|
|
|
|
|
a)
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
|
|
|
|
|
b)
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
|
|
|
|
|
|
Date: May 17, 2005
Signature: /s/ Edward J. Richardson
Title: Chairman of the Board and Chief Executive Officer
EX-31
4
exhibit31_1.pdf
begin 644 exhibit31_1.pdf
M)5!$1BTQ+C0-)>+CS],-"C8@,"!O8FH\/"](6S4U-B`Q-#1=+TQI;F5AF4@
M,3DO4')E=B`Q,#')E9@T*,`T*)25%3T8-"B`@
M("`@("`@("`@("`@("`-"C@@,"!O8FH\/"],96YG=&@@-C7!E+T-A=&%L;V]LY;R3IG*U5WMQJT!(/=.O^W6_'EW]\\FAE>[=!KVK('#)H2#N.;9ENV3CO[YR
MIU-K/"/7C8%(7_L>E_ZN]W.*F226&&>#D;.?#9U
M+:?O73G3*]>V/?*N\?'+SX/?@D_LG7F\\!!0_L;N19_G3FTPBK?']*P8=>_VEQ9TS'MOO<
M%\\#>OA(P;\6]'3S>'OS>?$T>OC/3XO_TLU=P$\0NVMV$_E6I37O!S@?<_CQ8C`X<5?^HXU&(TGGN7V
M[VDMMA+A;Y7=QQ2(M$AF61
M9RK40_JIC"R*\P+;2-K(0N41R2S"OH8\Q[+GGDLCYQC'1[DLX&T/^H8ZJRLJ@DZ5*4,I59R<$*2O&K4"*A6(2X55">HK#*G,X1F95G
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MX:/CW>]XKW?!0\,,Z(N`?=E*N6U!G<9QEW9[,3#"3]V0]6'-S
MMT#^H9N,-BK!Y9#'L<)/`^Z>1"%-.A">6B;2-+,$*\M$Z36;LUF*=N&6X=^1
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M^\BH[0Q#6+RO/(1WV
MXO2]C6W4S%9%3*+`U!7UJ"PSZH-$GDOB&/JU_OA3JUY@U
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MT?NTLH[@;(B90U6C[>;)B]2_N>MJG3M'E(=A57#,'3$Y\9#FNL2=D.=^#)38
MM#G>8@J=6<=@#@7[PK!!?F&^(;/FB,BGQZPZ`,:$,GC70A^TF:O?D"\C(R$F
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M0F[YM,.'IU!)A-ZHT^$(L)/B*XM++\M[=F5X[F`O
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MVG&S?;+H$?6%2Y16O5T#TY]A+X"?6Q/X]ZSYC&&.Y_/YJS!=W_)A[,VMJ6LP
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M>:TN+3LA!^"2QDNP6MP)_(N>7@>0:;TB3,K`,/#_B2W7Z0T`0!DX!RB4M7*<
M.W&NJC?H3/89G'FEE2:&41/K\01QMC2Q:IZ]YWSF.=K$"HU6@;,I9YU"HS#Q
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M)J^4Z168I%JCDVD;`9B_\YPXIMIB>):'!P4)_']$[A?JOF[]0IM[.TY/,
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M-NJQ6IU,KL2$/QWB7QWX\WEX9RG+E'JE%H_(PZ=,K57A[=8JU`9UM193:_]3
M$W]EV$\T/]>XN&.O`:_8![`N\@#RMPL`Y=(`4K0-WX'>]"V5D@2``K`4R$$YT``]J`&H1W0;NCWT%'H!'0.N@1]!4U!#Z#OH)U%A]%=Z&'T-'H%G4)GT-<$!L&6X$4((T@)BP@J0CVABS!(V$GXB'"&
M<(TP37A*)!+Y1`$QA)A$+"!6$)N)O<2MQ`/$X\1+Q+O$61*)9$7R(D60TDDR
MDH'41=I"VD?ZC'29-$UZ3J:1'0/R5?)M\COZ*P**Z4
M,$HZ14%II/11QBC'*!I^ZAGJ;>H3&HWF1`NE
M9=+4M.6T(=KO:)_3IF@OZ!RZ)UU"+Z(;Z>OH']*/T[^B/V$P&&Z,:$8AP\!8
MQ]C-.,7XFO'9%YB,6
MA>7&DK!DK%;6".LHZP9KELUEB]CI;`V[E[V'?8Y]GT/BN''B.0I.)^<#SBG.
M72["=>9*N'+N"NX8]PQWFD?D"7A27@6OA_=;W@1OQIQC'FB>9]Y@/F+^B?DD
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M5J3'I3BEJ:8:IHNF_:=NI^"H4JC$J3>IJ:H_R#W(O,DZR;G*.,JWRS;+MLPUS+7--'-ZBWRG?K^`VX+WA1.',XE/BV^-CX^OD<^3\Y83F
M#>:6YQ_GJ>@RZ+SI1NG0ZEOJY>MPZ_OLANT1[9SN*.ZT[T#OS/!8\.7Q%LM-34X
M("TS,#<@,C`S-"`Q,#(V72]&;VYT3F%M92]4:6UE7!E+T5X=$=3=&%T
M92]302!F86QS92]/4"!F86QS92]332`P+C`R+V]P(&9A;'-E+T]032`Q/CX-
M96YD;V)J#3$@,"!O8FH\/"].=6US6S`@,B`P(%)=/CX-96YD;V)J#3(@,"!O
M8FH\/"]3+T0^/@UE;F1O8FH-,R`P(&]B:CP\+T-O=6YT(#$O2VED7!E+UA-3#X^G)E4WI.5&-Z:V,Y9"<_/@H\
M/V%D;V)E+7AA<"UF:6QT97)S(&5S8STB0U),1B(_/@T*/'@Z>&UP;65T82!X
M;6QN#IX;7!T:STG6$U0('1O;VQK:70@
M,BXY+C$M,3,L(&9R86UE=V]R:R`Q+C8G/@T*/')D9CI21$8@>&UL;G,Z6YT87@M;G,C
M)R!X;6QN&UL;G,Z<&1F/2=H='1P.B\O;G,N
M861O8F4N8V]M+W!D9B\Q+C,O)R!P9&8Z4')O9'5C97(])T%C&%P+S$N,"\G('AA<#I#"UD969A=6QT
M)SY%>&AI8FET(#,Q+C$\+W)D9CIL:3X\+W)D9CI!;'0^/"]D8SIT:71L93X\
M9&,Z8W)E871O'!A8VME="!E;F0])WF4@-CX^#0IS=&%R='AR
0968-"C$Q-@T*)25%3T8-"C\_
`
end
EX-31
5
exhibit31_2.htm
Exhibit 31.2
Exhibit 31.2
CERTIFICATION PURSUANT TO
SECTION 302(a) OF THE SARBANES-OXLEY ACT OF 2002
I, Kelly Phillips, certify that:
1.
|
I have reviewed this quarterly report on Form 10-Q of Richardson Electronics, Ltd. for the period ended February 26, 2005;
|
|
|
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
|
|
|
3.
|
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
|
|
|
|
4.
|
The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have:
|
|
|
|
|
a)
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
|
|
|
|
b)
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
|
|
|
|
c)
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
|
|
|
|
|
d)
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
|
|
|
5.
|
The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent functions):
|
|
|
|
|
a)
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
|
|
|
|
|
b)
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
|
|
|
|
|
|
Date: May 17, 2005
Signature: /s/ Kelly Phillips
Title: Chief Financial Officer
EX-31
6
exhibit31_2.pdf
begin 644 exhibit31_2.pdf
M)5!$1BTQ+C0-)>+CS],-"C8@,"!O8FH\/"](6S4U-B`Q-#1=+TQI;F5AF4@
M,3DO4')E=B`Q,#')E9@T*,`T*)25%3T8-"B`@
M("`@("`@("`@("`@("`-"C@@,"!O8FH\/"],96YG=&@@-C7!E+T-A=&%L;V_'BZ_?W!HH7MOP]YE&+KD4)CT'-NR7;+Q7_]R
M@\`:3A]2>,?NAI[E!Q.?AECE^P&%[WK]A]FU,1W9[F-?
M/%[0W0V%/\SHX>K^[=7[V
?9W_0U77(3Q"[`3YTQE9@3T9'6]T.Z"=0
MMJ,/2Y6F:JT'%,FB5,F.RJ4HW_!"P/8]CYB*&6!?0NYSHN2\HQN\F(%#H:_4I[0O8J6HH@U[L]2&95%
MGJD(SG\N8XN2O,`VDM:R4'E,,HNQKTF;8]E3SZ6A-LA<0..U?NN
M#G9O.78:2]